Investment Strategies, L.L.C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$76,679,012
Total clients
22
32% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
11
Average account size
$3,485,410
About
Investment Strategies, LLC provides comprehensive portfolio management and integrated financial planning to individuals, high‑net‑worth clients, and business entities. The firm manages about $76.7 million on a discretionary basis for roughly 22 clients and generally charges fees based on assets under management.
The firm applies a combination of fundamental, technical and cyclical analysis and implements both long‑ and short‑term strategies, including trading, margin use, short sales and a range of option strategies; accounts are reviewed at least monthly. Financial planning and consulting — covering retirement, estate, tax, education, corporate structure, real estate analysis, mortgage/debt and insurance evaluations — are included as part of the comprehensive portfolio management service.
What is distinctive is the firm’s explicit use of derivatives and option strategies within separately managed accounts, alongside margin and short‑selling, which is uncommon for similarly sized supported firms. The advisory team also operates as registered representatives and licensed insurance agents, and includes credentialed professionals (a CPA with a Personal Financial Specialist designation and a Registered Social Security Analyst), indicating the firm blends tax, Social Security optimization and insurance capabilities with its portfolio management.
Client services
Expertise
Fee options
$0 - $500,000: 2.25% $500,001 - $1,000,000: 2.00% $1,000,001 - $2,000,000: 1.75% $2,000,001+: 1.50%
Investment adviser representatives may sell securities for commission through United Planners Financial Services, including trail fees from mutual funds; commissions do not reduce advisory fees and can be up to 50% of firm revenue.
Main office location
Investment Strategies, L.L.C.
Corpus Christi TX, United States
Number of offices
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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