Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$812,207,175
Total clients
606
33% high-net worth
Total advisors
10
of 10 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
61
Average account size
$1,340,276
Investmark Advisory Group provides investment management, financial planning and related advisory services to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, and businesses. The firm offers portfolio management and planning across model-based and advisor‑directed accounts and generally charges percentage‑of‑assets fees for its services.
The firm’s investment programs include the Investmark Asset Management models that use mutual funds, ETFs, individual securities and Dimensional Fund Advisors and SEI model allocations, and clients may elect discretionary or non‑discretionary management and wrap or unbundled arrangements. Investmark manages accounts through third‑party platforms (including SEI and Commonwealth) with ongoing monitoring, formal rebalancing processes and advisory representatives who are dually registered and may implement recommendations through broker‑dealer channels.
Compared with many peers, the brochure discloses several uncommon features: a prior SEC enforcement matter related to mutual fund share class selection that resulted in a 2019 administrative order with disgorgement and prejudgment interest, an affiliation with an accounting firm through an advisory representative who offers accounting services, and operation from multiple offices supported by a ten‑advisor team managing roughly $812 million. The firm also sponsors wrap‑fee programs and discloses that program fees and its relationships with product vendors and custodians cover marketing, administrative and other support services.
Up to $5,000 fixed fee for financial planning services
$0 - $500,000: 2.25% (1.75% Advisor Fee + 0.50% Program Fee) flat on entire amount for IAM Program $500,000 - $1,000,000: 2.10% (1.65% Advisor Fee + 0.45% Program Fee) flat on entire amount for IAM Program $1,000,001 - $2,000,000: 1.95% (1.55% Advisor Fee + 0.40% Program Fee) flat on entire amount for IAM Program $2,000,001 - $3,000,000: 1.80% (1.45% Advisor Fee + 0.35% Program Fee) flat on entire amount for IAM Program $3,000,001+: Negotiable Advisor Fee + 0.30% Program Fee flat on entire amount for IAM Program $0 - $500,000: 2.15% (1.75% Advisor Fee + 0.40% Program Fee) tiered/blended for IAM SMA Program $500,001 - $1,000,000: 1.95% (1.65% Advisor Fee + 0.35% Program Fee) tiered/blended for IAM SMA Program $1,000,001 - $2,000,000: 1.85% (1.55% Advisor Fee + 0.30% Program Fee) tiered/blended for IAM SMA Program $2,000,001 - $3,000,000: 1.70% (1.45% Advisor Fee + 0.25% Program Fee) tiered/blended for IAM SMA Program $3,000,001+: Negotiable Advisor Fee + 0.20% Program Fee tiered/blended for IAM SMA Program $0 - $500,000: 1.75% flat on entire amount for SEI Flat Fee Schedule $500,001 - $1,000,000: 1.65% flat on entire amount for SEI Flat Fee Schedule $1,000,001 - $2,000,000: 1.55% flat on entire amount for SEI Flat Fee Schedule $2,000,001 - $3,000,000: 1.45% flat on entire amount for SEI Flat Fee Schedule $3,000,001+: Negotiable for SEI Flat Fee Schedule $0 - $1,000,000: 1.50% on first $1,000,000 for SEI Graduated Fee Schedule $1,000,001 - $2,000,000: 1.25% on next $1,000,000 for SEI Graduated Fee Schedule $2,000,001+: 1.00% on amounts over $2,000,000 for SEI Graduated Fee Schedule $0 - $500,000: 1.75% flat on entire amount for Investmark Asset Management Fee Schedule $500,001 - $1,000,000: 1.65% flat on entire amount for Investmark Asset Management Fee Schedule $1,000,001 - $2,000,000: 1.55% flat on entire amount for Investmark Asset Management Fee Schedule $2,000,001 - $3,000,000: 1.45% flat on entire amount for Investmark Asset Management Fee Schedule $3,000,001+: Negotiable for Investmark Asset Management Fee Schedule
Commissions up to 7% on certain securities/products in addition to advisory fees
Up to $350 per hour for financial planning services
Account minimum: $500,000 Fee-only: Fixed fees up to $5,000; Hourly fees up to $350 per hour for financial planning services
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Investmark Advisory Group LLC
3 Enterprise Drive, Fourth Floor
Shelton CT 06484, United States
Number of offices
5
Series 66
Glastonbury, CT
Investmark Advisory Group LLC
ChFC®
Monroe, CT
Investmark Advisory Group LLC
CFP®, Series 63, Series 65
Shelton, CT
Investmark Advisory Group LLC
Series 63, Series 66
Shelton, CT
Investmark Advisory Group LLC
CFP®, Series 63, Series 65
Shelton, CT
Investmark Advisory Group LLC
Series 63, Series 65
Granthan, NH
Investmark Advisory Group LLC
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")