Investmark Advisory Group LLC logo

Investmark Advisory Group LLC

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Total assets under management

$812,207,175

Total clients

606

33% high-net worth

Total advisors

10

of 10 employees

Firm size

Team

4-10 advisors or $500M+ in AUM

Average clients per advisor

61

Average account size

$1,340,276

About

Investmark Advisory Group provides investment management, financial planning and related advisory services to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, and businesses. The firm offers portfolio management and planning across model-based and advisor‑directed accounts and generally charges percentage‑of‑assets fees for its services.

The firm’s investment programs include the Investmark Asset Management models that use mutual funds, ETFs, individual securities and Dimensional Fund Advisors and SEI model allocations, and clients may elect discretionary or non‑discretionary management and wrap or unbundled arrangements. Investmark manages accounts through third‑party platforms (including SEI and Commonwealth) with ongoing monitoring, formal rebalancing processes and advisory representatives who are dually registered and may implement recommendations through broker‑dealer channels.

Compared with many peers, the brochure discloses several uncommon features: a prior SEC enforcement matter related to mutual fund share class selection that resulted in a 2019 administrative order with disgorgement and prejudgment interest, an affiliation with an accounting firm through an advisory representative who offers accounting services, and operation from multiple offices supported by a ten‑advisor team managing roughly $812 million. The firm also sponsors wrap‑fee programs and discloses that program fees and its relationships with product vendors and custodians cover marketing, administrative and other support services.

Client services

Financial planning Portfolio management Selection of other advisers

Fee options

Fixed

Up to $5,000 fixed fee for financial planning services

Percentage

$0 - $500,000: 2.25% (1.75% Advisor Fee + 0.50% Program Fee) flat on entire amount for IAM Program $500,000 - $1,000,000: 2.10% (1.65% Advisor Fee + 0.45% Program Fee) flat on entire amount for IAM Program $1,000,001 - $2,000,000: 1.95% (1.55% Advisor Fee + 0.40% Program Fee) flat on entire amount for IAM Program $2,000,001 - $3,000,000: 1.80% (1.45% Advisor Fee + 0.35% Program Fee) flat on entire amount for IAM Program $3,000,001+: Negotiable Advisor Fee + 0.30% Program Fee flat on entire amount for IAM Program $0 - $500,000: 2.15% (1.75% Advisor Fee + 0.40% Program Fee) tiered/blended for IAM SMA Program $500,001 - $1,000,000: 1.95% (1.65% Advisor Fee + 0.35% Program Fee) tiered/blended for IAM SMA Program $1,000,001 - $2,000,000: 1.85% (1.55% Advisor Fee + 0.30% Program Fee) tiered/blended for IAM SMA Program $2,000,001 - $3,000,000: 1.70% (1.45% Advisor Fee + 0.25% Program Fee) tiered/blended for IAM SMA Program $3,000,001+: Negotiable Advisor Fee + 0.20% Program Fee tiered/blended for IAM SMA Program $0 - $500,000: 1.75% flat on entire amount for SEI Flat Fee Schedule $500,001 - $1,000,000: 1.65% flat on entire amount for SEI Flat Fee Schedule $1,000,001 - $2,000,000: 1.55% flat on entire amount for SEI Flat Fee Schedule $2,000,001 - $3,000,000: 1.45% flat on entire amount for SEI Flat Fee Schedule $3,000,001+: Negotiable for SEI Flat Fee Schedule $0 - $1,000,000: 1.50% on first $1,000,000 for SEI Graduated Fee Schedule $1,000,001 - $2,000,000: 1.25% on next $1,000,000 for SEI Graduated Fee Schedule $2,000,001+: 1.00% on amounts over $2,000,000 for SEI Graduated Fee Schedule $0 - $500,000: 1.75% flat on entire amount for Investmark Asset Management Fee Schedule $500,001 - $1,000,000: 1.65% flat on entire amount for Investmark Asset Management Fee Schedule $1,000,001 - $2,000,000: 1.55% flat on entire amount for Investmark Asset Management Fee Schedule $2,000,001 - $3,000,000: 1.45% flat on entire amount for Investmark Asset Management Fee Schedule $3,000,001+: Negotiable for Investmark Asset Management Fee Schedule

Commissions

Commissions up to 7% on certain securities/products in addition to advisory fees

Project-based

Up to $350 per hour for financial planning services

Other

Account minimum: $500,000 Fee-only: Fixed fees up to $5,000; Hourly fees up to $350 per hour for financial planning services

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Main office location

Investmark Advisory Group LLC

3 Enterprise Drive, Fourth Floor

Shelton CT 06484, United States

Number of offices

5

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