Invest Track Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$61,205,713
Total clients
29
66% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
15
Average account size
$2,110,542
About
Invest Track Financial is a fee-only registered investment adviser that provides wealth management and ongoing financial planning to individual and high-net-worth clients. The firm manages roughly $61 million for a small client base across a two-advisor team, delivering discretionary portfolio management and planning services.
Investment approach centers on asset allocation grounded in modern portfolio theory, blending passive and active strategies and using mutual funds, ETFs, and individual securities while employing fundamental and cyclical analysis. The firm typically favors long-term holdings with the ability to make tactical adjustments and can incorporate socially responsible (ESG) funds and alternative exposures through pooled vehicles when clients request them.
What distinguishes the firm is its small, highly credentialed leadership—both principals hold CFA and CFP designations and bring prior institutional investment leadership—and an ownership structure held through family trusts. The combination of a limited client roster with relatively large assets under management per client, an integrated planning offering provided to wealth-management clients by election, and a fee-only, non-commission model (the firm also does not vote client proxies) sets it apart from many peers.
Client services
Expertise
Fee options
$0 - $1,000,000: 0.90% $1,000,001 - $3,000,000: 0.75% $3,000,001+: 0.60%
Account minimum: $500,000 Fee-only: Ongoing Financial Planning fees range from $100 to $900 per month or $300 to $2,700 per quarter, negotiable based on client needs.
Main office location
Invest Track Financial, LLC
Wakefield RI, United States
Number of offices
1
Most active in
Rhode Island
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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