Invest Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$27,703,449
Total clients
29
24% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
29
Average account size
$955,291
About
Invest Capital LLC is a small independent advisory firm that provides portfolio management and financial planning primarily for individual and high-net-worth clients, and also accepts employer retirement plans. Services include both discretionary and non-discretionary asset management, financial planning, and ERISA-related plan work.
The firm tailors investment programs to clients’ goals, time horizons, and risk tolerance, using a mix of fundamental, technical, charting and cyclical analysis across equities, fixed income, ETFs and mutual funds. Portfolios may be managed on a discretionary basis and, when appropriate, the firm may employ borrowing (margin) in separately managed accounts.
Distinctive aspects include pension consulting and the ability to serve as either a 3(21) advisor or a 3(38) investment manager for retirement plans—services less common among solo independent advisers. The firm also offers public educational seminars and workshops at no charge and discloses that its sole principal maintains outside business activities, such as rideshare driving and rental property management.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
College savings (529s, UTMA, etc.)
Retirement income strategy
Options & derivatives strategies
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Retired
Fee options
$200 per hour for financial planning and consulting
Account minimum: $50,000
Main office location
Invest Capital LLC
Chicago IL, United States
Number of offices
1
Most active in
Invest Capital LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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