Integrated Financial Solutions, PLLC

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Client assets under management

$85,047,012

Clients

289

24% high-net worth

Advisors

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$294,280

About

Integrated Financial Solutions, PLLC provides fee-only financial planning and both discretionary and non-discretionary portfolio management to individuals (including high-net-worth clients), trusts, estates, charitable organizations and business entities. The firm also offers retirement-plan services, acting as either a 3(21) advisor or a 3(38) investment manager, and may recommend third‑party managers for portions of client portfolios.

Investment decisions are driven by each client’s goals, time horizon and risk tolerance and may use fundamental, technical and cyclical analysis; client objectives are documented in an investment policy statement and accounts are reviewed at least quarterly. IFS can serve as a liaison to third‑party managers, monitors TPM performance, and executes client trading through custodial relationships, including participation in the Charles Schwab Institutional program.

Noteworthy disclosures in the brochure include the managing member’s separate insurance‑agent activity (approximately 10% of his time) and the firm’s participation in Schwab’s institutional program and related receipt of economic benefits/soft‑dollar arrangements, conflicts the firm says it mitigates through disclosure and its Code of Ethics. The firm also notes that it does not vote client proxies (clients receive proxy materials directly) and highlights its ability to provide both non‑discretionary ERISA advice and discretionary 3(38) plan management, features that may distinguish it from many peers.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

General estate planning guidance Retirement income strategy Cash flow / budgeting Equity compensation tax strategy

Fee options

Fixed

Financial planning flat fees range from $500 to $12,000 based on plan complexity

Percentage

$0+: Up to 2% annually (negotiable) for asset management $0 - $10,000,000: 0.10% annually for ERISA 3(38) services $0+: Up to 1% for ERISA 3(21) services (as part of a combined max 1.25% if both 3(21) and 3(38) services are provided)

Project-based

$575 per hour for financial planning services

Other

Account minimum: $100,000 Fee-only: Hourly financial planning fee of $575 per hour; Fixed financial planning fees between $500 and $12,000 based on complexity; Financial planning fees negotiable and may be waived if plan is implemented with IFS.

Main office location

Integrated Financial Solutions, PLLC

7115 E. Baseline Rd. Ste. 110

Mesa AZ 85209, United States

Number of offices

Most active in

Arizona · Texas · Wisconsin

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Website (855) 275-4437

Advisors at this firm

Joseph W

Series 63, Series 65, Series 66

Mesa, AZ

Integrated Financial Solutions, PLLC

Joseph Weber is a financial advisor at Integrated Financial Solutions, PLLC in Mesa, AZ, with 22 years of industry experience. He holds Series 63, 65, and 66 licenses and has worked at Integrated Financial Solutions and Voya Financial Advisors during his career. Outside of advising, he is also an independent insurance agent specializing in the sale of individual and group fixed insurance products. Integrated Financial Solutions, PLLC serves individuals, trusts, estates, charitable organizations, and business entities with fee-only financial planning and portfolio management. The firm focuses on retirement-plan fiduciary services and employs a documented investment process that includes fundamental, technical, and cyclical analysis.

General estate planning guidance Retirement income strategy Cash flow / budgeting Equity compensation tax strategy

Robert S

Series 63, Series 65

Mesa, AZ

Integrated Financial Solutions, PLLC

Robert Smith is a financial advisor at Integrated Financial Solutions, PLLC with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at SilverTree Special Needs Planning since 2014 and Voya Financial Advisors from 2014 to 2019. Smith is involved in nonprofit work related to special needs education and advocacy and serves as president of the board for Academic Opportunity of Arizona. Integrated Financial Solutions, PLLC provides fee-only financial planning and portfolio management services to individuals, trusts, estates, charitable organizations, and business entities. The firm’s investment process incorporates fundamental, technical, and cyclical analysis, and it has a notable focus on retirement-plan fiduciary services, including ERISA 3(21) advice and 3(38) plan management.

General estate planning guidance Retirement income strategy Cash flow / budgeting Equity compensation tax strategy

Roric G

Series 63, Series 65

Wauwatosa, WI

Integrated Financial Solutions, PLLC

Roric Griffith is a financial advisor with Integrated Financial Solutions, PLLC in Hartford, WI, holding Series 63 and Series 65 credentials and bringing 28 years of industry experience. His prior roles include positions at Principal Securities Inc. and Principal Life Insurance, and he has operated RG Investment Strategies since 2009. Outside of financial services, he serves as co-president of the Cashel Academy of Irish Dance, where he assists in organizing events. Integrated Financial Solutions, PLLC provides fee-only financial planning and portfolio management services to individuals, trusts, estates, charitable organizations, and businesses. The firm focuses on retirement-plan fiduciary work and employs a documented investment process that combines fundamental, technical, and cyclical analysis.

General estate planning guidance Retirement income strategy Cash flow / budgeting Equity compensation tax strategy

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