Integrated Asset Management, Inc.

Integrated Asset Management, Inc. provides discretionary and non-discretionary investment advisory services and standalone financial planning to individuals, high-net-worth clients, and sponsors of pension and profit-sharing plans. Its services include portfolio management, retirement plan consulting, and participant education, and the firm may create and manage specific asset allocation models that plan participants can choose.

The firm allocates client assets among equities, fixed income, mutual funds and ETFs and employs long-term, short-term and trading strategies; it may use inverse or leveraged ETFs and closed-end funds for hedging or enhanced-return purposes and can maintain defensive cash positions. When advising retirement accounts, the firm acknowledges ERISA/IRC fiduciary duties and provides non-discretionary selection and ongoing monitoring of investment alternatives for plan sponsors, as well as discretionary allocation models when engaged.

A relatively uncommon feature noted in the brochure is the emphasis on pension consulting and participant education for plan sponsors, with retirement consulting provided on a negotiated fixed-fee basis. Other distinguishing details include a small client base with roughly $28 million in discretionary assets under management, an explicit policy that clients retain proxy voting authority, and the availability of standalone planning engagements alongside investment management that can include higher-risk strategies.