Institutional Investment Advisors Corp
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$92,884,000
This total excludes 6 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
137
32% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
137
Very HighAverage account size
$677,985
About
Institutional Investment Advisors Corp provides personalized financial planning and investment management to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm manages roughly $105 million in client assets and offers both discretionary and non‑discretionary portfolio management alongside single‑subject and comprehensive financial planning.
The firm's investment approach uses a strategic asset allocation with a core‑and‑satellite framework, employing passively managed index mutual funds and ETFs as the core and actively managed, high‑dividend equities as satellite positions, with global diversification and ongoing portfolio monitoring. It primarily advises on equities, mutual funds, and ETFs, conducts weekly account reviews, and delivers written financial plans supported by financial planning software with limited follow‑up consultations.
Noteworthy features disclosed in the brochure include that the advisers are registered representatives of LPL Financial LLC and are also licensed insurance agents, and therefore may receive commission‑based compensation for securities and insurance sales in addition to asset‑based advisory fees. The firm also routinely recommends Charles Schwab for custody and receives related support services from Schwab, does not vote client proxies, and recently updated disclosures to reflect the acquisition of Cadaret Grant by LPL.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Passive / index investing
Options & derivatives strategies
Annuities
Fee options
$0 - $499,999: 1.50% $500,000 - $999,999: 1.25% $1,000,000+: Negotiable
Commission-based compensation earned by persons providing investment advice as registered representatives of LPL Financial LLC and as licensed insurance agents, separate and in addition to advisory fees.
$150 per hour for single subject financial consulting services, negotiable depending on complexity.
Account minimum: $35,000 Minimum fee: $525 minimum annual fee Fee-only: Financial planning fees ranging from $250 to $1,995 (negotiable). Hourly consulting at $150/hour (negotiable). Minimum financial plan fee $250.
Main office location
Institutional Investment Advisors Corp
49 West 37 Th Street, 7 Th Floor
New York NY 10018, United States
Number of offices
2
Most active in
Institutional Investment Advisors Corp has reported serving >5 clients in these states in the last 12 months.
California · Florida · New Jersey · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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