Indy Wealth Solutions, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,945,926
Clients
78
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
78
Very HighAverage account size
$76,230
About
Indy Wealth Solutions provides tailored investment management and comprehensive financial planning for individual and high-net-worth clients, developing personalized investment policy statements and asset allocation targets. The firm also offers insurance product sales through a licensed principal and is registered to provide advisory services in multiple states.
The firm’s investment approach emphasizes passive portfolio construction using low‑cost index mutual funds and exchange‑traded funds, while also incorporating fundamental, technical, cyclical and charting analysis in portfolio design and review. Accounts are managed largely on a non‑discretionary basis—clients generally approve transactions—and the firm conducts periodic (typically quarterly) reviews and delivers custodial account statements to clients.
Noteworthy features relative to peers include the adviser’s role as a licensed insurance agent and the firm’s nearly entirely non‑discretionary assets under management, both of which are uncommon for independent advisory firms. The brochure also discloses a past late regulatory filing that resulted in a small civil penalty, and the firm states it does not accept custody of client assets or charge performance‑based fees.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Retirement income strategy
Business sale tax planning
Cash flow / budgeting
General estate planning guidance
Fee options
Financial planning fixed fee from $600 to $6,000 (negotiable)
$1 - $300,000: 1.25% $300,001 - $500,000: 1.00% $500,001+: 0.90%
$200.00 per hour (negotiable)
Fee-only: Financial planning fixed fee ranging from $600 to $6,000 (negotiable)
Most active in
Indy Wealth Solutions, LLC has reported serving >5 clients in these states in the last 12 months.
California · Indiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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