Indfin LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$128,376,327
Clients
55
67% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
55
HighAverage account size
$2,334,115
About
The firm provides discretionary and non‑discretionary investment management, comprehensive financial planning, and as‑needed advisory consulting to individuals, high‑net‑worth individuals and corporate clients, and serves as a fiduciary when advising retirement plan accounts and IRAs. It manages ongoing client relationships and reporting for a small client base of about 55 accounts with roughly $128 million in reported assets under management.
Investment portfolios are constructed around target asset allocations and implemented with individual stocks and bonds, ETFs and mutual funds as appropriate, with periodic rebalancing and stop‑loss orders used to manage risk. The firm uses research tools such as Morningstar Advisor Workstation and Quantum Online and, unusually for similarly sized independent advisers, discloses the use of borrowing and derivative instruments within separately managed accounts.
The brochure notes two uncommon affiliations: the firm has a relationship with a municipal advisory business and a principal is also a licensed insurance agent, both of which the firm discloses and says could present conflicts of interest. The practice is a solo‑advisor model that does not sponsor wrap fee programs and relies on third‑party custodians for account custody and client statements.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
Debt management
General estate planning guidance
Social Security optimization
Retirement plans for business owners (SEP, solo 401k)
Fee options
Flat annual fee for unlimited as-needed advisory consulting services (arranged and agreed upon case-by-case).
$0 - $100,000: 1.00% $100,001 - $500,000: 0.65% $500,001 - $1,000,000: 0.40% $1,000,001+: 0.20%
$250 per hour for as-needed advisory consulting services.
Account minimum: IndFin LLC does not have an account minimum. However, they may decline to accept clients with smaller portfolios. Fee-only: Financial planning fees range from $1,000 to $6,000 flat rate based on complexity.
Main office location
Indfin LLC
South Orange NJ, United States
Number of offices
1
Most active in
Indfin LLC has reported serving >5 clients in these states in the last 12 months.
Florida · New Jersey · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Advisors at this firm
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