Imagine Financial Security LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$56,351,808
Clients
52
52% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
52
HighAverage account size
$1,083,689
About
Imagine Financial Security LLC is an independent registered investment adviser managing about $56.4 million for roughly 50 clients, primarily individual and some high‑net‑worth households. The firm provides discretionary portfolio management along with comprehensive financial planning through ongoing engagements and one‑time or hourly planning projects.
IFS bases client strategies on documented goals, time horizons, and risk tolerances, using fundamental and technical analysis alongside a mix of long‑ and short‑term approaches, with routine monitoring, rebalancing, and tax‑aware reviews. Financial planning work covers cash flow, retirement income, risk management, tax considerations, and estate planning, with annual reviews and ad hoc updates as client circumstances change.
Noteworthy for a firm of its size, IFS offers public educational seminars and workshops to explain investment types and services, and the principal also conducts training and curriculum development for new financial advisers. The firm disclosed a January 2026 consent order from the Tennessee Securities Division related to minimum net capital and recordkeeping, paid a civil penalty, and reports that the deficiencies were remediated.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General retirement planning
Cash flow / budgeting
General estate planning guidance
Fee options
$0 - $1,000,000: 0.90% Over $1,000,000 - $2,000,000: 0.75% Over $2,000,000 - $5,000,000: 0.50% Over $5,000,000+: 0.25%
$300 per hour for financial planning if plan is cancelled after 5 business days
Minimum fee: $1,000 one-time onboarding fee due upon engagement, waivable or reducible at firm's discretion Fee-only: One-time financial planning fee between $2,000-$10,000 (negotiable)
Main office location
Imagine Financial Security LLC
1100 Market Street, Suite 600
Chattanooga TN 37402, United States
Number of offices
1
Most active in
Imagine Financial Security LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Tennessee · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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