IIYGroup LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,931,370
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
17
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
17
LowAverage account size
$113,610
About
IIYGroup LLC provides ongoing discretionary and non‑discretionary portfolio management primarily for individuals and high‑net‑worth individuals, documenting goals and risk tolerance in an Investment Policy Statement and supplying quarterly custodian reports. The firm’s advisory scope includes mutual funds, equities, ETFs (including precious‑metal ETFs), fixed income, real estate funds/REITs and certain non‑U.S. securities.
IIYGroup’s investment process combines cyclical, fundamental, quantitative, technical analysis and modern portfolio theory, and it seeks discretionary trading authority to implement client strategies. The firm uses a range of trading approaches — from long‑term investing to short sales, margin and options trading — and conducts at least annual account reviews with monitoring tied to each client’s IPS.
Although the brochure lists individuals and high‑net‑worth individuals as primary client types, IIYGroup’s fee and service structure — including the availability of performance‑based fees with a high‑water‑mark provision and use of leveraged and derivatives strategies — aligns it to serve corporate or business relationships that are less common among solo independent advisers. The firm also requires custody at Schwab Institutional and discloses receipt of research and institutional services from the custodian, which it notes can factor into its execution and research resources.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Concentrated stock management
Fee options
1.00% annually
10.00% performance fee on capital appreciation with a high water mark
Main office location
IIYGroup LLC
Los Alamitos CA, United States
Number of offices
1
Most active in
IIYGroup LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")