IEM Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,670,374
Clients
19
16% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
19
LowAverage account size
$351,072
About
IEM Asset Management, LLC is a state-registered, single-advisor investment adviser managing roughly $6.8 million for a small client base of mostly individual clients, including high-net-worth individuals. The firm offers discretionary and non-discretionary portfolio management, model portfolio implementation, financial planning, and consulting services.
The firm emphasizes active, research-driven management with portfolios reviewed at least weekly (often daily) and rebalanced on a variable schedule tailored to client needs. Its investment process draws on fundamental, technical, quantitative and qualitative analysis and can employ options and limited margin (the firm discloses keeping margin usage to a small percentage of available capacity), alongside diversified allocations across equities, fixed income, mutual funds and ETFs.
What distinguishes the firm from many peers is that it sponsors wrap-fee style programs and accepts performance-based fee arrangements (subject to eligibility such as a $1.5 million net worth or $750,000 under management), practices that are relatively rare among similar independent advisers. The firm is led by a principal with an advanced technical and R&D background who remains active in non-financial energy-efficiency work, and it discloses a hands-on, high-contact approach to client communication and account oversight.
Client services
Financial planning
Portfolio management
Consulting
Expertise
Active portfolio management
Options & derivatives strategies
General estate planning guidance
Fee options
Financial Planning: typically $1000 to $50,000; Consulting: $3,000 to $8,000
$0+: 2.00% to 2.10% $0+: 2.00% to 2.10% $0+: 0.5% to 2.5% (consulting services, assets under advisement)
$1000 to $1075 per hour (Financial Planning and Consulting Services)
Performance-based fees charged on capital gains or appreciation; clients must meet $1,500,000 net worth or $750,000 AUM to qualify
Fee-only: Financial Planning: $1000 to $1075 per hour; Fixed fees: $1000 to $50,000; Consulting: $1000 to $1075 per hour and fixed fees $3,000 to $8,000
Main office location
IEM Asset Management, LLC
331 Newman Springs Road, Bldg 1, 4 Th Floor, Suite 143
Red Bank NJ 07701, United States
Number of offices
1
Most active in
IEM Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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