I
Ideas in Finance
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$11,000,000
Total clients
15
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
15
Average account size
$733,333
About
Ideas in Finance is an independent, single‑advisor registered investment adviser managing roughly $11 million for about 15 clients. The firm provides discretionary and non‑discretionary investment management and financial planning to individuals, high‑net‑worth clients, trusts, estates and charitable organizations.
The firm’s approach is primarily long‑term but incorporates active market timing and both fundamental and technical analysis, with the advisor constructing portfolios to reflect each client’s goals and risk tolerance. Ideas in Finance primarily employs an option‑selling framework — implemented through simultaneous call‑spread and put‑spread positions — and may also use mutual funds, ETFs, individual securities and cash management as part of portfolio construction.
Noteworthy for a firm of its size, Ideas in Finance uses borrowing (margin) and derivative strategies within separately managed accounts, practices that are uncommon among independent solo advisers. The advisor runs concentrated, actively managed portfolios with personalized oversight, may engage unaffiliated investment managers for portions of client assets, and holds an industry certification supporting its investment management focus.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Options & derivatives strategies
Active portfolio management
Concentrated stock management
Fee options
Fixed fees for financial planning based on estimated hours at negotiated rates.
$0+: 0.25% annually +: up to 2.00% annually
Up to $500 per hour for financial planning services.
Account minimum: $100,000 Fee-only: Investment advisory fees range from 0.25% to 2.00% annually based on account size and complexity; fees are negotiable.
Main office location
Ideas in Finance
Boca Raton FL, United States
Number of offices
1
Most active in
Ideas in Finance has reported serving >5 clients in these states in the last 12 months.
Florida · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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