H
Hypo Financial Services And Investment Adviser
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$269,654
Clients
15
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
15
LowAverage account size
$17,977
About
Hypo Financial Services and Investment Adviser serves individual clients and offers portfolio management and financial planning services, typically for households that meet a $50,000 account minimum. The firm delivers advisory services through an annualized account fee arrangement and participates in wrap fee programs that can bundle advisory, administrative and some transaction costs.
The firm’s investment approach is oriented toward strategic, long‑term investing while allowing for short‑term tactical adjustments when appropriate, using both fundamental and technical analysis to inform selections. It provides both discretionary and non‑discretionary account management and conducts periodic reviews of client plans and accounts, at least annually.
Compared with many peers, the firm manages a modest amount of client assets and a small client base, and its principal also holds a state life insurance license and CFP credentials, which can lead to recommending insurance products when addressing client risks; such recommendations are disclosed as potential conflicts. The firm maintains a written Code of Ethics, a business continuity plan, and limits custody to fee‑deduction authority, with fee deductions accompanied by itemized statements.
Client services
Portfolio management
Expertise
Wealth management
Active portfolio management
Fee options
$50,000 - $249,999: 2.40% $250,000 - $499,999: 2.25% $500,000 - $749,999: 2.00% $750,000 - $1,249,999: 1.75% $2,000,000 - $4,999,999: 1.25% $5,000,000 - $24,999,999: 1.25% $25,000,000+: 1.00%
Account minimum: $50,000 Fee-only: Annualized account fee up to a maximum of 2.40% per annum, payable quarterly in advance, subject to negotiation based on account size.
Main office location
Hypo Financial Services And Investment Adviser
16692 Orange Drive
Yorba Linda CA 92886, United States
Number of offices
1
Most active in
Hypo Financial Services And Investment Adviser has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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