H
Hummer Financial Advisory Services Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$195,482,945
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
42
14% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
42
HighAverage account size
$4,654,356
About
Hummer Financial Advisory Services, Inc. provides discretionary investment supervisory services and a range of financial planning engagements, including brief, limited, and comprehensive written plans. Clients include individuals, grantor and irrevocable trusts, IRAs, participants in self-directed 401(k) and profit-sharing plans, corporations, and charitable organizations and trusts.
The firm’s investment approach emphasizes tax-aware, buy-and-hold strategies implemented primarily through directly held stocks and laddered, high-quality bonds, with mutual funds used selectively for areas like international or small-cap exposure. Portfolio construction and trading are designed to control the timing of taxable events, and the adviser prepares detailed year‑end tax schedules and maintains adjusted cost-basis records while coordinating with clients’ tax preparers.
A distinctive feature is the operational linkage to accounting and tax resources: the firm’s president operates a separate CPA practice and maintains the costbasis.com website, which supports in-house cost‑basis expertise and tax reporting for clients. The firm also accepts charitable organization clients and provides specialized engagements (including forensic asset review in divorce situations), and it manages roughly $196 million in client assets while maintaining a $1 million typical account threshold.
Client services
Financial planning
Portfolio management
Portfolio review not continuous
Expertise
Concentrated stock management
General tax planning
Retirement income strategy
Cash flow / budgeting
Fee options
Flat fee may be charged for limited investment supervision not continuous; amount agreed upon with client.
$0 - $1,000,000: 0.80% $1,000,001 - $3,000,000: 0.60% $3,000,001+: 0.40%
Hourly fee of $395 for limited and comprehensive financial planning services; negotiable.
Account minimum: $1,000,000 Minimum fee: Minimum annual fee of $8,000 for discretionary accounts. Fee-only: Charges asset-based fees only, no commissions or 12b-1 fees accepted.
Main office location
Hummer Financial Advisory Services Inc
Chicago IL, United States
Number of offices
1
Most active in
Hummer Financial Advisory Services Inc has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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