Hummel Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
122
0% high-net worth
Advisors
1
of 11 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
122
Very HighAverage account size
$0
About
Hummel Wealth Management provides non-discretionary pension consulting to employee benefit plans and their fiduciaries, offering services such as plan reviews, fund selection advice, participant education, and ongoing performance monitoring under ERISA. The firm does not provide continuous discretionary portfolio management to individual retail clients and therefore reports no regulatory assets under management.
The firm tailors advice to plan sponsors’ stated objectives and any sponsor-imposed restrictions, typically recommending mutual funds (including no-load or institutional share classes) and addressing asset allocation, diversification, risk tolerance, and participant education. Formal engagements include periodic reviews and plan-level deliverables, while ultimate investment decisions remain with the plan fiduciary.
Hummel’s corporate and personnel structure is notable: it is owned by an affiliated financial holding group and its advisory staff commonly hold dual registrations as registered representatives of a broker-dealer, as investment adviser representatives of other registered advisers, and as licensed insurance agents. Those multiple affiliations distinguish the firm from many peers and create potential conflicts of interest that are disclosed in its brochure and managed through its supervisory and disclosure practices.
Client services
Pension consulting
Expertise
Cash flow / budgeting
Occupation focus
Retired
Founder/Business Owner
Fee options
Fixed fees possible for limited scope pension consulting services on case-by-case basis
$0 - $1,000,000: 1.00% $1,000,001 - $2,500,000: 0.80% $2,500,001 - $5,000,000: 0.60% $5,000,001 - $7,500,000: 0.40% $7,500,001 - $10,000,000: 0.30% Over $10,000,000+: 0.25%
Commissions on securities and insurance products; 12b-1 fees from mutual funds
Main office location
Hummel Wealth Management, LLC
4585 State Route 39
Berlin OH 44610, United States
Number of offices
3
Most active in
Hummel Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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