Hughes & Company Investment Advisory, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,397,977
Clients
8
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$174,747
About
Hughes & Company Investment Advisory, LLC provides financial planning and investment advisory services to individuals, high‑net‑worth clients, estates, trusts, and business clients. The firm offers comprehensive written plans, project‑based planning modules, a monthly subscription planning option, and discretionary portfolio management implemented through third‑party money managers.
The firm’s investment approach emphasizes passive management using index mutual funds and ETFs, and it typically implements client portfolios via outside managers while conducting periodic due diligence on managers’ holdings, strategies, and business controls. Hughes & Company accepts discretionary trading authority to implement agreed plans and uses an institutional custodial and trading platform to execute client transactions.
Distinctive features for a small advisory firm include the combination of a subscription‑based ongoing planning service alongside project‑based engagements and AUM advisory relationships, and a relatively small client base with roughly $1.5 million in discretionary assets under management. The brochure also discloses the firm’s use of the Betterment Institutional platform for custody and execution and receipt of non‑economic support services from that platform, a relationship the firm describes and monitors as a potential conflict of interest.
Client services
Financial planning
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Debt management
Business sale tax planning
General estate planning guidance
Fee options
$0 - $800,000: 0.70% $800,001 - $1,500,000: 0.65% $1,500,001 - $2,000,000: 0.60% $2,000,001+: 0.55%
Monthly subscription fee for Comprehensive Financial Planning ranging from $25 to $999 depending on household income.
Minimum fee: Minimum fee for comprehensive financial planning is $900 per year. Fee-only: Comprehensive Financial Planning: Initial plan development fee $500-$1200 plus monthly fee $75-$999 depending on household income. Project-Based Financial Planning fee $399-$599 per module.
Most active in
Hughes & Company Investment Advisory, LLC has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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