Hudson Capital Advisory, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$133,013,980
This total excludes 9 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
156
56% high-net worth
Total advisors
3
of 5 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
52
Average account size
$852,654
About
Hudson Capital Advisory, Inc. provides investment management, financial planning, consulting and related services to individuals—including high‑net‑worth clients—and to other registered investment advisory firms. Services described in the brochure include discretionary and non‑discretionary portfolio management, standalone financial plans, co‑advisory and sub‑advisory arrangements, outsourced chief investment officer services and bookkeeping support.
The firm tailors portfolios to clients’ objectives and monitors accounts at least annually, using a mix of fundamental, technical and cyclical analysis and offering proprietary strategies (HCA Healthcare Opportunities, HCA Earnings Growth and HCA Balanced). Fee arrangements vary by client: non‑qualified clients are charged an asset‑based fee, while Qualified Clients may be subject to a combination of an asset‑based fee and a performance‑based fee (including a 20% share of net profits subject to a quarterly high‑water mark).
Hudson Capital’s structure and business relationships distinguish it from many peers: the principal owners also serve as investment adviser representatives and shareholders of a related SEC‑registered adviser (Hudson Advisor Services), are minority shareholders of another SEC‑registered adviser (Miller Gesko), and the firm provides outsourced CIO, sub‑advisory and co‑advisory services to other advisers. The brochure also discloses fee‑sharing for the HCA Earnings Growth portfolio with an outside research provider (Monetary Management Corporation) and sets out order‑allocation and proxy‑voting procedures intended to address conflicts that can arise from performance fees and affiliated relationships.
Client services
Financial planning
Portfolio management
Fee options
Bookkeeping services typically up to $500 per month, fixed fee basis.
$0 - $400,000: 1.500% $400,001 - $750,000: 1.250% $750,001 - $1,000,000: 1.000% $1,000,001+: Negotiable
Up to $350 per hour for Financial Planning/Consulting Services.
For Qualified Clients: 1% AUM plus 20% of net profits subject to high-water mark.
Account minimum: $100,000 Fee-only: Fee-only services; no commissions or other compensation accepted.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Hudson Capital Advisory, Inc.
237 Main Street, Suite 600
Buffalo NY 14203, United States
Number of offices
2
Advisors at this firm
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