Huayu Tsu Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,300,000
Clients
3
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
Very LowAverage account size
$433,333
About
Huayu Tsu Investment Management provides portfolio management and investment consulting to individuals and families, including business owners, professionals, executives and retirees. The firm reports a significant portion of its clients reside outside the U.S. and generally bills advisory fees as a percentage of assets.
The firm’s investment approach is centered on asset allocation using low-cost, value-oriented and fundamentally driven ETFs, with individual securities or short-term strategies recommended when appropriate to a client’s situation. Accounts are managed on a discretionary basis, with daily monitoring via custodian data and periodic reporting that includes custodian statements, quarterly portfolio reports and at least annual reviews.
Noteworthy aspects include the substantial non‑U.S. client base and the firm’s use of Interactive Brokers for custody and execution, which the brochure cites as the primary custodian relationship while allowing clients to choose other custodians. The adviser conducts all account reviews directly, combines AUM-based management with hourly investment consulting, does not charge performance-based fees, and leaves proxy voting responsibilities to clients.
Client services
Portfolio management
Expertise
Wealth management
Occupation focus
Founder/Business Owner
Executive
Retired
Fee options
$0 - $100,000: 1.50% $100,000 - $250,000: 1.40% $250,000 - $500,000: 1.30% $500,000 - $750,000: 1.15% $750,000 - $1,000,000: 1.00% $1,000,000+: 0.80%
$240 per hour for investment consulting
Account minimum: $100,000 (negotiable) Minimum fee: $2,000 per year minimum fee for new clients Fee-only: Investment consulting billed at $240 per hour
Main office location
Huayu Tsu Investment Management
Dublin CA, United States
Number of offices
1
Most active in
Huayu Tsu Investment Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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