Houten Haley Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Houten Haley Financial, LLC is a state‑registered investment adviser that offers discretionary and non‑discretionary portfolio management and financial planning to individuals and high‑net‑worth individuals. The firm provides tailored advice across equities, exchange‑traded funds, mutual funds, fixed‑income securities, option contracts and U.S. government securities, and delivers planning or consultations under written agreements.
The adviser combines fundamental and quantitative analysis with modern portfolio theory to build portfolios aligned with clients’ goals and risk tolerances, generally favoring a long‑term approach while permitting shorter‑term trades for rebalancing or tactical needs. It emphasizes continuous client contact and periodic account reviews to implement and monitor customized investment strategies based on each client’s objectives, time horizon and liquidity needs.
Noteworthy details in the brochure include the availability of financial planning on either an hourly or a fixed‑fee engagement basis—an hourly billing option that is less common among peer investment managers—and the firm’s recent formation with no assets under management reported at the time of its initial filing. The firm discloses an institutional relationship with a custodian that provides software and support to the adviser and also describes policies intended to mitigate potential conflicts when supervised persons may trade the same securities as clients.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Fee options
Fixed fee engagement for financial planning ranging from $750 to $5,000 depending on client scenario.
$200,000 - $500,000: 1.25% annually $500,001 - $750,000: 1.10% annually $750,001 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001+: 0.80% annually
Up to $250 per hour for financial planning services.
Fee-only: Investment advisory fees based on assets under management; no commissions received.
Main office location
Houten Haley Financial LLC
7901 4 Th St N, Suite 300
St. Petersburg FL 33702, United States
Number of offices
1
Most active in
Houten Haley Financial LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")