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Horowitz & Company, Inc.

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Client assets under management

$135,357,876

More info

Clients

199

21% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

100

High

Average account size

$680,190

About

Horowitz & Company provides investment advisory services to individuals (including high‑net‑worth clients), trusts, estates, charitable organizations, and employer‑sponsored retirement plans, and also offers financial planning and pension consulting. The firm supplements its advisory work with select non‑investment services described in its brochure, such as tax preparation and a custom, access‑restricted website content service for a client.

Investment advice is tailored to each client’s goals and risk tolerance and employs a mix of quantitative, fundamental, and technical analysis across strategies that range from diversified mutual‑fund/ETF allocations to an active, higher‑turnover growth strategy. The firm discloses that certain separately managed accounts — notably its aggressive growth strategy maintained at Interactive Brokers — may use margin and short positions, meaning borrowing can be employed in client accounts.

Compared with many peers, the firm recently transitioned to federal (SEC) registration and has disclosed material updates about adopting direct‑indexing approaches and the use of artificial‑intelligence tools in its processes. The brochure also notes ancillary business activities — including a trading‑indicator subscription business and published/podcast content by the firm’s principals — and the provision of tax and website services, features that are less common for similarly sized independent advisers.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Active portfolio management Options & derivatives strategies Tax-loss harvesting Private / alternative investments

Occupation focus

Founder/Business Owner Executive

Demographic focus

Mid-Career Professionals Established Professionals

Fee options

Fixed

Financial planning fixed fees ranging from $500 to $10,000; tax preparation fees up to $5,000; website design monthly negotiable fee

Percentage

$25,000 - $500,000: Negotiable, up to 2.0% annually maximum

Commissions

Insurance commissions earned by certain associated persons, approx. 5% or less of time/income

Project-based

$250 to $400 per hour for consulting services

Other

Account minimum: $25,000 to $500,000 depending on strategy Fee-only: Portfolio management fees generally up to 2.0% annually; financial planning fixed fees $500 to $10,000; hourly fees $250 to $400 per hour; pension consulting 0.25% to 1.00% of plan assets or fixed fee

Main office location

Horowitz & Company, Inc.

901 South Federal Highway, Suite 202

Fort Lauderdale FL 33316, United States

Number of offices

1

Most active in

More info

California · Colorado · Florida · Georgia · Michigan · North Carolina · Ohio · Texas · Virginia · Washington

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Facebook X Website 954-349-0800

Advisors at this firm

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Kevin H

Series 65

Fort Lauderdale, FL

Horowitz & Company, Inc.

Kevin Hoffmann is a financial advisor with Horowitz & Company, Inc. in Fort Lauderdale, FL. He holds a Series 65 designation and has been with the firm since 2008. Hoffmann is a partner and owner of TriggerCharts, LLC, a business focused on developing and selling trading indicators. Horowitz & Company serves individual and high-net-worth clients, trusts, estates, charitable organizations, and employer-sponsored retirement plans, offering discretionary portfolio management, financial planning, and pension consulting. The firm employs a multi-strategy investment approach that includes aggressive managed-growth, goal-based allocations, and macro-driven global models, with the use of margin and short positions in certain strategies.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Private / alternative investments Founder/Business Owner Executive Mid-Career Professionals Established Professionals
user avatar

Andrew H

CFP®, Series 63

Fort Lauderdale, FL

Horowitz & Company, Inc.

Andrew Horowitz is a CFP® with over 32 years of experience in the financial industry. He is principal at Horowitz & Company, Inc., where he has worked since 1991, and is also a partner and owner of TriggerCharts, LLC, a firm developing trading indicators. Outside of his advisory roles, Horowitz hosts an investment-focused podcast and has authored books and articles on general investment topics. Horowitz & Company serves individual and high-net-worth clients, trusts, estates, charitable organizations, and employer-sponsored retirement plans, managing approximately $145 million in discretionary assets. The firm employs a blend of quantitative, fundamental, and technical analysis across multiple strategies, including aggressive managed-growth approaches that utilize margin and short positions.

Active portfolio management Options & derivatives strategies Tax-loss harvesting Private / alternative investments Founder/Business Owner Executive Mid-Career Professionals Established Professionals
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