Horizon Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$136,184,309
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
38
95% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
38
Average account size
$3,583,798
About
Horizon Capital Management serves individual and high‑net‑worth clients and also provides services to pension and profit‑sharing plans, in addition to acting as a sub‑advisor for other investment professionals. The firm offers discretionary portfolio management and develops client‑specific Investment Plans that outline recommended model portfolios.
The firm’s investment approach is grounded in Modern Portfolio Theory and emphasizes diversified allocations primarily through mutual funds and ETFs, typically employing a buy‑and‑hold strategy tailored to each client’s risk tolerance and financial goals. Portfolios are implemented on a discretionary basis with periodic reviews (generally quarterly) and written Investment Plans for clients who began relationships after mid‑2009.
Uncommonly for an independent adviser of this size, Horizon provides sub‑advisory asset management via platforms such as the Schwab Marketplace, generally retaining investment discretion for sub‑advised accounts while the primary adviser retains client contact. With about $136 million in assets under management across 38 client accounts, the firm’s mix of direct individual clients and institutional/sub‑advisory relationships results in a concentrated client base and reliance on custodial platforms for trading, reporting and practice‑management services.
Client services
Financial planning
Portfolio management
Sub advisory services to other investment advisers
Sub advisory services to other investment advisers
Expertise
Wealth management
Passive / index investing
Fee options
$0 - $1,000,000: 1.0% $1,000,000 - $2,000,000: 0.8% $2,000,000 - $3,000,000: 0.6% $3,000,000 - $5,000,000: 0.4% $5,000,000+: 0.2%
Account minimum: $1,000,000 Minimum fee: $10,000 annually
Main office location
Horizon Capital Management, LLC
One Westminster Place, Suite 100 A
Lake Forest IL 60045, United States
Number of offices
1
Most active in
Horizon Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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