Hootor Financial Group, LLC

Hoctor Financial Group provides discretionary investment management and comprehensive financial planning primarily for individual clients and families, and is registered to advise trusts, estates, and business entities. The firm delivers portfolio management billed as a percentage of assets and offers planning services that cover tax, insurance, retirement, corporate benefits review, and estate planning.

The firm’s investment approach is based on fundamental security analysis and employs both long‑term and short‑term purchase strategies across a broad set of instruments, including equities, fixed income, mutual funds, options, and other securities. Research is drawn from paid industry services and public sources, and managed accounts are personally reviewed by the advisor on a regular basis while written financial plans are reviewed at least annually.

Distinctive features include a small, boutique client roster — the advisor focuses on roughly twenty families — and a fee‑only operating model with no acceptance of outside compensation or soft‑dollar arrangements and no custody of client assets. The firm also positions itself to advise on fiduciary responsibilities (holding accredited fiduciary and financial planning qualifications) despite currently serving individual clients rather than institutional ones, and it maintains an explicit policy of not voting client proxies.