H
Hook Financial Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
8
0% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$0
About
Hook Financial Services provides advisory referral services, financial planning, and financial consulting to individual clients. The firm does not manage client assets or provide discretionary portfolio management; instead it prepares written financial plans and offers targeted consultative advice.
As a solicitor and intermediary, Hook evaluates independent registered investment advisers and assists clients in developing investment policy statements, monitoring third‑party manager holdings and overall asset allocation. Its investment guidance emphasizes long‑term strategies and asset allocation consistent with modern portfolio theory, while implementation, brokerage selection, and custody remain with the recommended managers.
The firm is notable for its non‑investment industry affiliations: management persons are also attorneys at Hook Law Center, P.C. (an elder‑law practice), and the firm and some employees are licensed as real estate brokers and insurance agents, creating potential referral and commission relationships that the brochure discloses and describes steps to mitigate. Hook also does not charge percentage‑of‑assets fees, does not take custody of client funds, and relies on referral arrangements (receiving a portion of the fees paid to the independent advisers it recommends).
Client services
Financial planning
Advisory referral services
Expertise
General retirement planning
Fee options
Typically ranging from $500 to $10,000 depending on specific arrangements
Typically ranging from $150 to $600 per hour
Fee-only: Fixed fees typically ranging from $500 to $10,000; hourly fees typically ranging from $150 to $600 per hour
Main office location
Hook Financial Services, LLC
Virginia Beach VA, United States
Number of offices
1
Most active in
Hook Financial Services, LLC has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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