Holt Investment Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$20,625,000
Clients
22
59% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
TypicalAverage account size
$937,500
About
Holt Investment Advisors provides discretionary portfolio management to individuals (including high-net-worth clients), pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities, overseeing about $20.6 million across roughly 22 client relationships. The firm constructs individualized portfolios using individual stocks and bonds, mutual funds and ETFs, and may engage outside private money managers as part of its offerings.
The adviser employs a systematic, client-specific process that begins with identifying goals, risk tolerance, individual needs and time frames (GRIT) and uses that information to set an investment policy and asset allocation. Portfolios are implemented and monitored under the firm’s “Three Dimensional Diversification” approach, which seeks to diversify by asset allocation, investment philosophy and custodian, with reviews at least quarterly.
What is uncommon for peers is the availability of a performance-based fee option for qualified clients; the firm also manages both performance-fee and asset-fee accounts and describes procedures intended to address potential allocation conflicts arising from side-by-side management. The firm also does not accept proxy-voting authority for client securities, leaving proxy votes to clients.
Client services
Portfolio management
Selection of other advisers
Expertise
Active portfolio management
Fee options
$0 - $150,000: 1.20% $150,000 - $400,000: 1.00% $400,000 - $750,000: 0.75% $750,000 - $1,100,000: 0.50%
Performance-based fees apply to assets over $1.1 million, calculated as (IRR * 0.001) * Variable based on performance; available only to qualified clients with minimum net worth $2.2 million or $1.1 million under management
Minimum fee: Minimum annual fee is $1,800
Main office location
Holt Investment Advisors
111 N. Sepulveda Blvd., Suite 250
Manhattan Beach CA 90266, United States
Number of offices
1
Most active in
Holt Investment Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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