H
Holder & Company, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$35,315,499
Clients
49
12% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
49
HighAverage account size
$720,724
About
Holder & Company, Inc. is a single-advisor independent registered investment adviser overseeing roughly $35.3 million for about 49 clients, primarily individual (non‑high‑net‑worth) investors. The firm provides portfolio management and related advisory services and commonly charges fees based on assets under management.
According to the brochure, Holder & Company generally manages client accounts on a non‑discretionary basis (see Item 16), meaning clients retain ultimate trading authority while the adviser provides recommendations and ongoing oversight. The firm describes its investment methods and the risks of loss in Item 8 and conducts periodic account reviews as part of its portfolio management process.
Notably, the brochure discloses reportable matters in Item 9, indicating the firm has had disclosure events, which is uncommon among independent advisers (reported by about 2.9% of peers). The combination of primarily non‑discretionary asset management and a disclosed disciplinary history is also atypical for firms of this type (only about 13.9% primarily non‑discretionary), which may affect how prospective clients evaluate oversight, decision-making authority, and suitability of services.
Client services
Portfolio management
Fee options
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
Account minimum: $500,000 Fee-only: Fees are charged based on assets under management according to tiered schedule
Main office location
Holder & Company, Inc.
Princeton MA, United States
Number of offices
1
Most active in
Holder & Company, Inc. has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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