H
Hoffman Financial Consultants
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$950,000
Total clients
5
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$190,000
About
Hoffman Financial Consultants provides investment advisory and financial planning services to individuals, trusts, and estates through its Premier Advisory Services accounts and standalone planning engagements. Services described in the brochure include portfolio monitoring and performance appraisal, cash‑flow and retirement planning, and periodic reporting with account custody and trade execution handled by Pershing.
The firm delivers advice on a non‑discretionary basis and emphasizes a long‑term buy‑and‑hold approach augmented by both fundamental and technical analysis; portfolios are reviewed semi‑annually and clients may place reasonable investment restrictions. The adviser generally recommends mutual funds (and may include individual stocks, bonds, or variable annuity sub‑accounts) and emphasizes personal client contact rather than continuous trading or market‑timing.
Notable in the brochure is the firm’s dual role: its advisory representatives are registered representatives of SagePoint Financial and are licensed insurance agents, and the firm discloses the sale of commissionable insurance and securities products (including mutual funds that pay 12b‑1 fees and variable sub‑accounts), which creates potential conflicts between advisory and brokerage/insurance compensation. The firm also reports that it historically managed non‑discretionary assets (noting $1,579,533 as of 12/31/2010), uses Pershing for custody, and devotes a material portion of its practice time and compensation to securities and life insurance commission business.
Client services
Portfolio management
Expertise
Cash flow / budgeting
Long-term care insurance
Income planning
Fee options
Fixed fees up to $500 for Personal Financial Profile, Personal Financial analysis, and Seminar attendance (negotiable depending on complexity and client needs)
$0 - $249,999: 1.50% $250,000 - $499,999: 1.25% $500,000 - $999,999: 1.15% $1,000,000 - $1,999,999: 1.00% $2,000,000+: 0.90%
Up to $100 per hour for Investment Portfolio Analysis, Special Studies, and annual Review (negotiable depending on complexity and client needs)
Account minimum: Option A: $50,000; Option B: $25,000
Main office location
Hoffman Financial Consultants
Belcamp MD, United States
Number of offices
1
Most active in
Hoffman Financial Consultants has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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