Hoffman, Alan N. Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$183,357,629
Clients
80
56% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
80
Very HighAverage account size
$2,291,970
About
The firm provides discretionary asset management and ongoing portfolio oversight primarily for individual and high‑net‑worth clients, tailoring strategies to each client’s goals, time horizon and risk tolerance. It operates as a single‑advisor practice managing roughly $183 million across about 80 client accounts.
Investment strategy emphasizes fundamental analysis and long‑term holdings with a stated focus on large‑cap growth equity investments, and portfolios are constructed and rebalanced to reflect client objectives and any written investment restrictions. The firm requires clients to maintain custody at a single institutional custodian and executes trades under discretionary authority while conducting quarterly account reviews that include rebalancing and tax‑loss harvesting considerations.
Notable distinctions include the advisor’s academic background as a former tenured business‑school faculty member with a doctoral degree and ongoing work as a textbook author, which may influence the firm’s analytical approach. The firm also does not vote client proxies (clients receive proxies directly) and manages a comparatively large asset base for a solo practitioner, which differentiates it from many independent peers.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
1.5% annually
Account minimum: $100,000 (may be lowered or waived in certain instances)
Main office location
Hoffman, Alan N. Investment Management
Wellesley MA, United States
Number of offices
1
Most active in
Hoffman, Alan N. Investment Management has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")