HN Buss Investing
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,245,902
Clients
59
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
59
HighAverage account size
$207,558
About
The firm serves individuals and trusts, offering discretionary investment management and tailored financial planning; some clients engage the firm for portfolio analysis or planning only. It operates as a solo advisory practice and is paid solely on a fee basis, without participation in wrap fee programs.
Portfolios are built around client-specific asset allocation and risk tolerance, using fundamental and technical analysis while emphasizing diversification and risk mitigation; the firm generally avoids rapid trading because of tax and cost considerations. All client accounts are managed on a discretionary basis and are reviewed at least once every four months, with clients able to choose the level of financial planning and to impose investment restrictions.
The firm uses LPL Financial’s institutional platform for custody, trade execution, technology and back-office services and discloses receipt of a forgivable loan from LPL to assist with a broker-dealer transition, a relationship the brochure identifies as a potential conflict of interest. It also does not vote client proxies (clients receive proxy materials from the custodian), does not accept performance-based fees, and describes written safeguards for direct fee deductions from client accounts.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
General retirement planning
Fee options
$0 - $500,000: 1.75% $500,001 - $1,000,000: 1.50% $1,000,001 - $5,000,000: 1.00% $5,000,001+: 0.75%
$385.00 per hour for consulting services
Fee-only: Hourly consulting fee of $385.00 per hour
Main office location
HN Buss Investing
Thousand Oaks CA, United States
Number of offices
2
Most active in
HN Buss Investing has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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