Hillgate Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Hillgate Financial, LLC is a New Jersey-registered investment adviser that provides discretionary investment supervisory services tailored to client objectives, risk tolerances, and planning horizons. The firm's brochure describes serving individuals, trusts, and estates and notes a typical ongoing-management minimum of $1 million, with assistance in account setup and regular reporting.
The firm applies modern portfolio theory to construct broadly diversified portfolios that rely predominantly on passively managed funds and ETFs, citing Dimensional Fund Advisors and Vanguard among providers and favoring value and small-cap tilts. For fixed income it generally uses bond funds, laddered U.S. Treasuries, and FDIC-insured CDs, and incorporates tax-aware selection and rebalancing for taxable accounts.
A notable detail in the brochure is a historical disclosure of approximately $400.5 million in discretionary assets managed across a small number of client relationships as of 2012, an asset-to-staff ratio that is uncommon for a single-advisor operation focused on individualized portfolios. The firm also states it has no broker‑dealer or other financial‑industry affiliations, does not vote client proxies, and does not receive third‑party compensation, which shapes its stated conflict‑of‑interest and operational profile relative to many peers.
Client services
Financial planning
Portfolio management
Expertise
Passive / index investing
Fee options
$0 - $1,000,000: 1.5% per year $1,000,000 - $2,000,000: 1.25% per year $2,000,000 - $5,000,000: 1.15% per year $5,000,000 - $10,000,000: 1.05% per year $10,000,000+: 1.0% per year
$150/hour for consulting and research (occasional, not significant part of business)
Account minimum: $1,000,000 (typical household minimum, negotiable) Fee-only: Investment advisory fees based on tiered percentage of AUM
Most active in
Hillgate Financial, LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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