Highrocks Wealth, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,270,806
Total clients
12
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$522,567
About
HighRocks Wealth is a fee-only, state-registered independent investment advisor that provides wealth management and financial planning to individuals, trusts, estates, charitable organizations, small businesses, and pension or profit‑sharing plans. The firm generally works with clients who have at least $500,000 of investable assets and, as of December 31, 2025, manages approximately $6,270,806 on a non‑discretionary basis for a small client roster.
The firm’s investment approach is grounded in Modern Portfolio Theory and an Efficient Market philosophy, emphasizing diversified asset allocation, regular rebalancing, and use of mutual funds and ETFs, with sustainable investment options available for clients who request them. Engagements begin with an in‑depth interview, risk assessment and a written investment policy statement, and implementation is typically non‑discretionary while HighRocks may retain third‑party advisers for account administration and portfolio management.
Compared with peers, HighRocks is notable for managing virtually all client assets on a non‑discretionary basis (the brochure reports $6.27M non‑discretionary and $0 discretionary), a structure that is uncommon among independent solo advisers. The firm also regularly offers educational workshops and seminars and accepts pension consulting engagements—service elements the firm discloses as relatively rare among similar independent advisors.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
General retirement planning
Social Security optimization
Medicare planning
Charitable giving & philanthropy
Planning for children with special needs
Fee options
Basic Financial Plan: $4,000; Advanced Financial Plan: $6,000; Comprehensive/Specialized plans: negotiable
$0 - $500,000: 1.5% $500,000.01 - $1,000,000: 1.4% $1,000,000.01 - $2,000,000: 1.3% $2,000,000.01 - $3,000,000: 1.2% $3,000,000.01 - $5,000,000: 1.1% $5,000,000.01+: Negotiable
$400.00 per hour with a minimum engagement of 4 hours ($1,600 minimum)
Account minimum: $500,000 Minimum fee: Minimum annual fee of $7,500 for wealth management services Fee-only: Fee-only investment management services; no commissions
Main office location
Highrocks Wealth, LLC
1925 Aspen Drive, 200 B
Santa Fe NM 87505, United States
Number of offices
1
Most active in
Highrocks Wealth, LLC has reported serving >5 clients in these states in the last 12 months.
New Mexico · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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