Highroad Wealth Advisers, LLC

HighRoad Wealth Advisers provides ongoing portfolio management and retirement-rollover advice to individual and high‑net‑worth clients. The firm documents client goals and risk tolerance in an Investment Policy Statement and charges asset-based advisory fees for discretionary portfolio management.

The adviser implements client‑specific plans using both long‑term and short‑term trading strategies and invests in mutual funds, ETFs, equities, fixed income, REITs and insurance products; it manages assets directly rather than allocating to third‑party managers. Accounts are custodied at Schwab Institutional, the firm typically requests discretionary trading authority, and client accounts are reviewed on an ongoing basis with at least quarterly reporting.

Distinctive features include a very small client roster (five reported clients) managing approximately $15.8 million in firm assets and an unusual regulatory history: the firm withdrew SEC registration in 2022 after transferring a majority of prior clients and subsequently refiled at the state level to resume advisory services. The firm also requires clients to use its recommended custodian, discloses an economic conflict when advising on retirement plan rollovers, and does not participate in wrap programs or select outside managers, which may influence trade execution and portfolio construction relative to peers.