HighRise Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,246,908
Clients
78
22% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
78
Very HighAverage account size
$221,114
About
HighRise Wealth Management provides portfolio management, pension consulting, and financial planning to individuals (including high‑net‑worth clients), as well as corporate and municipal accounts. The firm works with clients across retirement accounts and documents each relationship with a client‑specific Investment Policy Statement.
The firm’s investment process is driven by those IPSs and regular monitoring, and it employs fundamental analysis, modern portfolio theory, quantitative and technical methods. HWM uses both long‑ and short‑term trading and options strategies, generally operates with discretionary authority when granted, and delivers periodic (quarterly) account reporting.
What is most notable about HWM is that it also operates as a licensed insurance agency; certain advisory personnel are licensed to sell annuities and other insurance products for commission, separate from advisory fees, and the firm discloses it will not receive both a commission and an ongoing advisory fee on the same assets. As a small, single‑advisor registered firm that does not utilize third‑party sub‑advisers, its combination of insurance product sales, use of options and private placements, and trading in specialized ETFs (including precious‑metal ETFs) distinguishes it from many peers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Options & derivatives strategies
Private / alternative investments
Annuities
Fee options
Financial planning fixed fees negotiated between $50 and $5,000.
$1 - $100,000: 1.20% $100,000 - $1,000,000: 1.00% $1,000,001+: 0.80%
Commission-based compensation earned from selling insurance products; separate and in addition to advisory fees. HWM will never earn both a commission and an ongoing advisory fee on the same assets.
Main office location
HighRise Wealth Management
9495 Sw 72 St., Unit 270 B
Miami FL 33173, United States
Number of offices
2
Most active in
HighRise Wealth Management has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
Instagram
Website
(786) 370-6125
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