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High Plains Investment Advisors, Inc.

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Client assets under management

$104,383,657

Clients

128

20% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

64

High

Average account size

$815,497

About

High Plains Investment Advisors provides investment management and financial planning to individuals (including high‑net‑worth clients), businesses, trusts, foundations, and charitable institutions, and also offers participant education and advisory services for defined contribution retirement plans. The firm structures client relationships with written investment policy statements and periodic reviews tailored to each client’s objectives and risk profile.

The firm’s investment approach is long‑term and grounded in Modern Portfolio Theory, emphasizing strategic asset allocation implemented primarily with institutional and index mutual funds and ETFs. Portfolios are monitored and rebalanced as needed, and the firm uses a third‑party platform to review and manage held‑away retirement plan participant accounts without taking custody.

A distinctive feature is the firm’s affiliation with a local public accounting practice through one of its principals, who provides CPA services to some advisory clients and spends a material portion of time on those accounting activities, a relationship disclosed in the brochure. The firm also conducts participant education and occasional seminars or workshops for plan participants, an offering that is less common among similarly sized advisory firms.

Client services

Financial planning Portfolio management Educational seminars or workshops Consulting

Expertise

General retirement planning Social Security optimization Charitable giving & philanthropy General tax planning Passive / index investing

Occupation focus

Founder/Business Owner

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Fee options

Fixed

Negotiated flat fees for certain clients

Percentage

$0 - $1,000,000: 1% annually $1,000,001+: 0.65% annually

Project-based

Up to $300 per hour

Other

Fee-only: Hourly rates up to $300 per hour; negotiated flat fees for certain clients

Main office location

High Plains Investment Advisors, Inc.

7021 Kewanee Ave., Suite 5 102

Lubbock TX 79424, United States

Number of offices

1

Most active in

Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Brad P

Series 65

Lubbock, TX

High Plains Investment Advisors, Inc.

Brad Pruitt is a financial advisor at High Plains Investment Advisors, Inc. in Lubbock, TX, holding a Series 65 designation with 16 years of industry experience. He has been with Lubbock Financial Services, Inc. since 2009 and concurrently manages financial duties at Sunset International Bible Institute, overseeing accounting, budgeting, and financial reporting. High Plains Investment Advisors serves individuals, businesses, trusts, foundations, and charitable institutions, offering investment management and financial planning with a long-term approach based on Modern Portfolio Theory. The firm emphasizes strategic asset allocation using institutional and index mutual funds and ETFs, and provides participant education and advisory services for defined contribution retirement plans.

General retirement planning Social Security optimization Charitable giving & philanthropy General tax planning Passive / index investing Founder/Business Owner
user avatar

Timothy M

Series 63

Lubbock, TX

High Plains Investment Advisors, Inc.

Timothy Mack is a financial advisor at High Plains Investment Advisors, Inc. with 22 years of industry experience. He holds a Series 63 designation and has worked at Bolinger, Segars, Gilbert & Moss since 2004 and Lubbock Financial Services, Inc. since 1998. Outside of advisory work, he provides accounting and tax services under an exclusive contract with a local CPA firm. High Plains Investment Advisors offers investment management and financial planning services to individuals, businesses, trusts, foundations, and charitable institutions. The firm’s approach is long-term and based on Modern Portfolio Theory, utilizing strategic asset allocation with institutional and index mutual funds and ETFs, along with participant education and advisory services for defined contribution retirement plans.

General retirement planning Social Security optimization Charitable giving & philanthropy General tax planning Passive / index investing Founder/Business Owner
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