Hicok Financial Solutions, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
The firm provides portfolio management, investment consulting, and financial planning services primarily to institutional and pooled-vehicle clients such as pension and profit‑sharing plans, foundations, endowments, charitable organizations and corporations. It is a state‑registered investment adviser with a single investment adviser representative and, at the time of its ADV filing, reported no assets under management.
The firm typically implements discretionary, asset‑allocation driven strategies across a broad set of instruments (equities, fixed income, ETFs, private placements, real estate vehicles and insurance products) and documents client objectives in an Investment Policy Guideline. For retirement‑plan clients it offers ERISA‑focused consulting and investment oversight, can accept fiduciary appointments (including Section 3(21)/3(38) roles), and can manage held‑away participant accounts using a third‑party order‑management platform.
Notable distinctions include that the firm’s sole adviser is also a licensed insurance agent and may recommend commissionable life and fixed‑index insurance products (a relationship the firm discloses), and the firm offers hourly and fixed‑fee planning options in addition to the more common percentage‑of‑AUM billing. Operationally the firm relies on third‑party custodians and advisor programs, restricts investment use of AI tools to approved vendors with required human verification, and documents potential conflicts of interest related to insurance sales.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Annuities
Private / alternative investments
Options & derivatives strategies
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Fee options
Financial planning fixed fees ranging from $2,500 to $9,500 per project; retirement plan advisory flat fees range from $750 to $10,000.
Under $500,000 - $500,000: 1.20% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.80% $2,000,001 - $5,000,000: 0.70% $5,000,001 - $10,000,000: 0.60% $10,000,001+: 0.50%
Investment Adviser Representatives may receive commissions for sale of insurance products.
Hourly financial planning fees range from $150 to $450 per hour; retirement plan advisory hourly fees up to $250 per hour.
Quarterly retainer fees for ongoing financial or business advice, billed in advance.
Account minimum: $1,000,000 Fee-only: Financial planning fees typically range from $2,500 to $9,500 per project; hourly fees range from $150 to $450 per hour; quarterly retainer fees available.
Main office location
Hicok Financial Solutions, LLC
Templeton CA, United States
Number of offices
1
Most active in
Hicok Financial Solutions, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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