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Hicks Capital Management, LLC

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Client assets under management

$344,741,000

Clients

252

26% high-net worth

Advisors

4

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

63

Typical

Average account size

$1,368,020

About

Hicks Capital Management is a fee‑based investment adviser that manages roughly $345 million for about 252 clients and offers discretionary and non‑discretionary portfolio management, stand‑alone financial planning, and retirement plan consulting. The firm’s client base, as described in its brochure, includes individuals and high‑net‑worth households as well as business entities, trusts, estates, charitable organizations and plan sponsors or other institutional clients.

Investment strategies emphasize allocations across individual equities, fixed income, mutual funds and ETFs and may incorporate options, inverse/enhanced ETFs, interval funds and private fund investments; the firm also uses sub‑advisers and treats cash as an asset class. Hicks discloses that it may employ borrowing (margin or pledged‑asset loans) and derivative strategies for hedging or enhanced exposure, does not exercise discretionary authority to buy cryptocurrencies, and may recommend crypto exposure through ETFs or separate managers.

Several operational features in the brochure distinguish the firm from many peers: certain supervised persons are also registered representatives of a broker‑dealer and licensed insurance agents, the firm has a sub‑advisory arrangement that favors BlackRock/Fidelity‑approved models, and it maintains an AI policy for the use of analytic tools. The brochure also discloses retirement plan consulting to plan sponsors, a trade‑error policy that reconciles gains and losses in the custodian account (with the firm retaining net gains), and custodial relationships that provide the firm with support services from custodians.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Options & derivatives strategies Private / alternative investments ESG / Sustainable investing

Fee options

Fixed

Financial planning and consulting fixed fees generally range from $500 to $25,000.

Percentage

$0 - $500,000: 1.50% $500,000 - $1,000,000: 1.35% $1,000,000 - $2,000,000: 1.15% $2,000,000 - $3,000,000: 1.05% $3,000,000+: Negotiable

Commissions

Clients may engage Managing Member as registered representative to implement recommendations on commission basis; commissions vary.

Project-based

Financial planning and consulting hourly rates range from $75 to $500 per hour.

Other

Account minimum: $250,000 Fee-only: Financial planning and consulting fees generally range from $500 to $25,000 on a fixed fee basis and $75 to $500 on an hourly rate basis.

Main office location

Hicks Capital Management, LLC

4200 Regent Street, Suite 200

Columbus OH 43219, United States

Number of offices

2

Most active in

Florida · Louisiana · Ohio · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Linda C

Series 63

Columbus, OH

Hicks Capital Management, LLC

Linda Cash is a financial advisor at Hicks Capital Management, LLC in Columbus, Ohio, with 26 years of industry experience. She holds a Series 63 designation and has worked at Hicks Capital Management and Purshe Kaplan Sterling Investments since 2013. Outside of her advisory role, she is also a commissioned notary. Hicks Capital Management serves individuals, business entities, trusts, estates, and charitable organizations with portfolio management, financial planning, and retirement plan consulting. The firm employs a range of investment strategies, including equities, fixed income, mutual funds, ETFs, and options, and offers due diligence on private investment funds.

Options & derivatives strategies Private / alternative investments ESG / Sustainable investing
user avatar

Timothy H

CFP®, Series 63, Series 65

Columbus, OH

Hicks Capital Management, LLC

Timothy Hicks is a CFP® with 25 years of industry experience and serves as owner and president of Hicks Capital Management, LLC. He has been with Purshe Kaplan Sterling Investments and Hicks Capital Management since 2011. Outside of his advisory work, Hicks is involved as secretary of a nonprofit ministry, Tragedy Into Triumph, and coaches varsity high school baseball. Hicks Capital Management advises individuals, business entities, trusts, estates, and charitable organizations through portfolio management, financial planning, and retirement plan consulting. The firm employs a range of investment strategies including equities, fixed income, mutual funds, ETFs, derivatives, and may allocate assets to independent managers while also providing due diligence on private investment funds.

Options & derivatives strategies Private / alternative investments ESG / Sustainable investing
user avatar

David F

Series 66

Columbus, OH

Hicks Capital Management, LLC

David Fiest is a financial advisor at Hicks Capital Management, LLC with 14 years of industry experience. He holds a Series 66 designation and has worked at Hicks Capital since 2014, following a brief tenure at Purshe Kaplan Sterling Investments in 2016. Outside of finance, he owns an IT consulting business and serves on the board of Lifewise Academy, a nonprofit organization. Hicks Capital Management advises individuals, business entities, trusts, estates, and charitable organizations through portfolio management, financial planning, and retirement plan consulting. The firm employs a range of investment strategies including equities, fixed income, mutual funds, ETFs, and derivatives, and also provides due diligence and monitoring for private investment funds.

Options & derivatives strategies Private / alternative investments ESG / Sustainable investing
user avatar

Jason M

Series 63, Series 65

Columbus, OH

Hicks Capital Management, LLC

Jason Moore is a financial advisor at Hicks Capital Management, LLC in Columbus, OH, with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Hicks Capital Management since 2013. Outside of advising, he is a trustee of a family trust that leases land for oil and gas exploration. Hicks Capital Management serves individuals, business entities, trusts, estates, and charitable organizations through portfolio management, financial planning, and retirement plan consulting. The firm employs a range of investment strategies including equities, fixed income, mutual funds, ETFs, derivatives, and third-party managers, and offers services such as due diligence on private investment funds and institutional retirement plan consulting.

Options & derivatives strategies Private / alternative investments ESG / Sustainable investing
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