Herrington Wealth Management Corporation logo

Herrington Wealth Management Corporation

Updated today

Client assets under management

$37,437,100

Clients

36

31% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

18

Very Low

Average account size

$1,039,919

About

Herrington Wealth Management Corporation serves individual and high‑net‑worth clients as well as pension and profit‑sharing plans, estates, and corporate entities. The firm offers discretionary asset management, financial planning and consulting, employer retirement‑plan advisory services (including selection and monitoring of plan investment options), and may recommend third‑party money managers.

Accounts are managed with ongoing supervision and an investment process that uses fundamental analysis and modern portfolio theory, generally employing a long‑term strategy. The firm combines household accounts for fee breakpoints, maintains a $500,000 household minimum and a $5,000 minimum annual advisory fee, and provides a separate fee schedule for nonprofit organizations.

With approximately $40.9 million in assets under management for about 36 clients, the firm operates on a relatively small, concentrated client base and also offers employer plan services that can include acting as a 3(21) fiduciary. Advisors at the firm are also registered representatives and licensed insurance agents (a disclosed potential conflict), the firm has fee‑sharing arrangements with third‑party managers including SEI/SIMC, and it does not vote client proxies (clients retain proxy‑voting responsibility).

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Wealth management Retirement plans for business owners (SEP, solo 401k)

Want help finding the right advisor?

Answer a few questions to see advisors matched to you.

Fee options

Fixed

Financial planning fees are negotiable; Employer Retirement Plan Advisory may include fixed fees from $1,000 to $50,000

Percentage

$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.90% $3,000,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.70% $10,000,001+: 0.60%

Commissions

Certain associates may receive commissions as registered representatives and insurance agents for securities and insurance products

Other

Account minimum: $500,000 Minimum fee: Minimum annual advisory fee is $5,000 for a household

Main office location

Herrington Wealth Management Corporation

6160 Warren Pkwy, Suite 100

Frisco TX 75034, United States

Number of offices

1

Most active in

Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Galen H

Series 65

Frisco, TX

Herrington Wealth Management Corporation

Galen Herrington is the sole advisor at Herrington Wealth Management Corporation in Frisco, TX. He holds a Series 65 designation and has three years of industry experience. Prior to founding his firm, he was involved in fellowship activities at Fellowship Baptist Church and has spent several years as a stay-at-home father. Herrington Wealth Management provides discretionary asset management and financial planning services primarily to individual and high-net-worth clients, as well as advising employer-sponsored retirement plans. The firm employs a long-term investment approach based on fundamental analysis and modern portfolio theory, with a focus on maintaining concentrated service relationships through a small client base.

Wealth management Retirement plans for business owners (SEP, solo 401k)
user avatar

Evangeline H

CFP®, Series 66

Frisco, TX

Herrington Wealth Management Corporation

Evangeline Herrington is a CFP® with 10 years of industry experience, currently serving as the sole advisor at Herrington Wealth Management Corporation in Frisco, TX. Her prior roles include positions at International Research Securities, Inc. and Fuller Wealth Management, LLC, among others. She serves on the advisory council of the Communities Foundation of Texas, where she participates in educational sessions and advises on charitable giving strategies. Herrington Wealth Management provides discretionary asset management and financial planning primarily to individual and high-net-worth clients, as well as employer-sponsored retirement plans. The firm employs fundamental analysis and modern portfolio theory with a focus on long-term strategies and maintains a small client base to support more concentrated service relationships.

Wealth management Retirement plans for business owners (SEP, solo 401k)
Warmer team member

Not sure where to start?

We'll help you think it through — whether you ultimately need an advisor or not.

Warmer helps you compare advisors clearly — so you can choose with confidence.

Find your advisor

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")