Herrington Investment Solutions
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,575,113
Clients
8
75% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$696,889
About
The firm provides discretionary portfolio management and investment advisory services to individual clients, including both high‑net‑worth and non‑HNW households. It currently serves a small client base of eight accounts and manages those accounts with full discretion.
The firm is led by a single adviser who typically serves as the sole portfolio manager and also performs the firm’s chief compliance officer duties, with periodic outside compliance consulting. The firm maintains a written Code of Ethics grounded in CFA/CAIA standards, permits monitored personal trading by access persons, and treats exchange‑traded funds as exempt transactions under its trading policy.
A distinctive aspect of the practice is the adviser’s substantial external role as a private equity investment officer for a public investment board, a relationship disclosed to clients and represented as non‑conflicting given the firm’s client scale. The firm’s modest asset base (approximately $5.6 million) and concentrated, one‑adviser structure result in direct, hands‑on management that differs from peers with larger teams or greater AUM.
Client services
Portfolio management
Equity research/consulting
Main office location
Herrington Investment Solutions
Pittsburgh PA, United States
Number of offices
1
Most active in
Herrington Investment Solutions has reported serving >5 clients in these states in the last 12 months.
California · Nevada · Ohio · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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