H
Hermens Capital Management, Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$54,000,000
Clients
36
64% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
36
HighAverage account size
$1,500,000
About
Hermens Capital Management serves individual investors as well as pension and profit‑sharing plans, trusts, estates, and charitable organizations. The firm provides discretionary portfolio management and financial planning, operating as a fee‑only advisor that does not sell commission‑based products.
Portfolios are managed for growth relative to each client’s stated objectives, with goals and risk tolerances documented in Investment Policy Statements and investment decisions informed by fundamental, technical, and cyclical analysis. Accounts are reviewed regularly (weekly) by the sole advisory representative and the firm typically recommends Charles Schwab as custodian to facilitate trade execution, reporting, and fee billing.
Compared with most independent single‑advisor firms, HCM’s client mix includes institutional pension and profit‑sharing plans and related pension/retirement consulting services, an engagement type that is uncommon among peers. Founded in 1996 and wholly owned by its president, the firm manages roughly $54 million for about 36 clients and combines ongoing discretionary management with the option of hourly financial planning.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
General tax planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000 - $5,000,000: 0.60% annually $5,000,000 - $10,000,000: 0.40% annually $10,000,000+: Negotiable
Up to $200 per hour for financial planning consultation
Account minimum: $500,000 Fee-only: Fee-only asset management; no commission-based work or products
Main office location
Hermens Capital Management, Inc
Scottsdale AZ, United States
Number of offices
1
Most active in
Hermens Capital Management, Inc has reported serving >5 clients in these states in the last 12 months.
Arizona · Oregon
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")