Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$643,361,063
Total clients
224
54% high-net worth
Total advisors
6
of 13 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
37
Average account size
$2,872,148
Heritage Wealth Management is a SEC-registered advisory firm that provides discretionary portfolio management and financial planning for individuals, small businesses, trusts, estates, pooled investment vehicles and institutional clients. In addition to separately managed accounts, the firm delivers sub-advisory services and recommends or sponsors private pooled vehicles to eligible investors, and the brochure indicates it also serves insurance company clients.
The firm generally constructs portfolios using a mix of global allocation, tax-sensitive and ETFs-only approaches, and offers targeted sleeves such as fixed income, U.S. equity and an Individual Speculative Growth sleeve; it also offers option-enhanced strategies (the OsoToro and Tax‑Sensitive OsoToro strategies) and a Private Placement standalone strategy. Heritage may engage third‑party advisers, uses an internal investment committee for oversight, and continues monitoring and rebalancing portfolios relative to client objectives and risk tolerances.
Distinctive aspects disclosed in the brochure include the firm’s role as sponsor/manager of affiliated private funds (managed through an affiliate HPOP GP, LLC), the availability of private placement life insurance and private placement variable annuity solutions managed for policies issued by Axcelus, and the use of performance‑based compensation and carried interest arrangements for its funds. The firm also discloses use of options and other derivatives in separately managed accounts, the potential for side‑letter or preferential terms for certain fund investors, and related conflicts of interest that it says are disclosed and addressed in offering documents.
Fixed fees for financial planning generally range from $1,500 – $25,000, may be one-time or ongoing, negotiable.
$0 - $5,000,000: 1.00% annually $5,000,001 - $10,000,000: 0.90% annually $10,000,001 - $15,000,000: 0.85% annually $15,000,001 - $20,000,000: 0.80% annually $20,000,001+: 0.75% annually / Negotiable
Hourly fees offered for financial planning services, specific rates not clearly stated, negotiable.
Performance-based fees via carried interest distributions of 15% on net income for private Funds managed by the Firm.
Account minimum: $1,000,000 Fee-only: Financial planning fixed fees generally range from $1,500 – $25,000, may be one-time or ongoing, negotiable; hourly fees also offered but specific rates not stated.
Heritage Wealth Management, Inc.
11440 W. Bernardo Ct., Ste 390
San Diego CA 92127, United States
Number of offices
1
California · Nebraska · Texas · Utah
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 66
San Diego, CA
Heritage Wealth Management, Inc.
Series 63, Series 65
San Diego, CA
Heritage Wealth Management, Inc.
CFP®, Series 65
San Diego, CA
Heritage Wealth Management, Inc.
CFP®, Series 63, Series 65
San Diego, CA
Heritage Wealth Management, Inc.
Series 65
San Diego, CA
Heritage Wealth Management, Inc.
Series 66
San Diego, CA
Heritage Wealth Management, Inc.
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