Heritage Wealth Advisors

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Client assets under management

$604,683,842

Clients

201

61% high-net worth

Advisors

of 6 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

Typical

Average account size

$3,008,377

About

Heritage Wealth Advisors works with individuals, high‑net‑worth clients, corporations, charitable organizations, estates and trusts to provide comprehensive financial planning and portfolio management, as well as retirement, college, and estate planning services. The firm reports approximately $604.7 million in assets under management and offers both discretionary portfolio management and asset‑management service accounts where a third‑party manager may implement investments.

The firm emphasizes customized, goal‑based portfolios and uses model portfolios and institutional practices to set asset allocation based on a client’s risk tolerance and life stage, with a stated bias toward high‑quality, income‑producing securities for clients nearing retirement. Heritage incorporates tax‑aware placement (favoring stocks and ETFs in taxable accounts and mutual funds in tax‑sheltered accounts), relies on Raymond James research and resources, and rebalances model portfolios at least annually while encouraging client engagement.

Disclosure in the brochure highlights several features that distinguish Heritage from many peers: some financial professionals are licensed insurance agents who may receive commissions for insurance products, the firm offers optional personal tax preparation through unaffiliated CPA firms to clients meeting high‑asset thresholds, and it documents the use of model portfolios and scenario assumptions (including the publication of hypothetical performance). The brochure also notes the use of standing letters of authorization for third‑party asset transfers and explains the custody implications of that practice.

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

College savings (529s, UTMA, etc.) Charitable giving & philanthropy Wealth management Concentrated stock management

Fee options

Fixed

$1,000 for financial planning in certain circumstances

Percentage

$0 - $1 million: 1.00% $1 million - $3 million: 0.90% $3 million - $6 million: 0.80% $6 million - $10 million: 0.70% $10 million+: 0.60%

Other

Fee-only: Negotiable asset-based fees; flat fee of $1,000 for financial planning in certain circumstances

Main office location

Heritage Wealth Advisors

9110 Montgomery Rd.

Cincinnati OH 45242, United States

Number of offices

Most active in

California · Colorado · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Massachusetts · Michigan · North Carolina · North Dakota · Ohio · South Carolina · Tennessee · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Facebook Website 513-440-5475

Advisors at this firm

Lindsey M

CFP®, Series 66

Cincinnati, OH

Heritage Wealth Advisors

Lindsey Meredith is a CFP® and Series 66-licensed advisor with 10 years of industry experience. She has worked at Heritage Wealth Advisors since 2021 and previously held roles at Raymond James & Associates and Wells Fargo. Lindsey volunteers to offer basic financial education courses through her local church. Heritage Wealth Advisors provides comprehensive financial planning and discretionary portfolio management to individuals, high-net-worth clients, corporations, trusts, and charitable organizations. The firm emphasizes customized asset allocation, tax-aware investment strategies, and employs research from Raymond James to support equity selection.

College savings (529s, UTMA, etc.) Charitable giving & philanthropy Wealth management Concentrated stock management

David H

CFP®, Series 66

Cincinnati, OH

Heritage Wealth Advisors

David Holwadel is a CFP® and holds a Series 66 license with 27 years of industry experience. He has worked at Heritage Wealth Advisors since 2021 and was previously with Raymond James & Associates, Inc. from 2015 to 2021. Outside of his advisory role, he serves as president of the board for Cincinnati Challenge Ranch and is treasurer and a board member of Sustainable Medical Missions. Heritage Wealth Advisors provides comprehensive financial planning and discretionary portfolio management to individuals, high-net-worth clients, corporations, trusts, and charitable organizations. The firm focuses on customized asset allocation and tax-aware investment strategies, utilizing research from Raymond James and offering both discretionary and non-discretionary account management.

College savings (529s, UTMA, etc.) Charitable giving & philanthropy Wealth management Concentrated stock management

Jeffrey T

CFP®, Series 66

Cincinnati, OH

Heritage Wealth Advisors

Jeffrey Thompson is a CFP® professional with 11 years of experience in financial advising. He has worked at Heritage Wealth Advisors since 2021 and previously spent six years with Raymond James & Associates. In addition to his advisory role, he is a licensed insurance agent offering insurance products to clients. Heritage Wealth Advisors provides comprehensive financial planning and discretionary portfolio management to individuals, high-net-worth clients, corporations, trusts, and charitable organizations. The firm emphasizes customized asset allocation and tax-aware investment strategies, drawing on Raymond James research for equity selection and utilizing scenario modeling in its financial plans.

College savings (529s, UTMA, etc.) Charitable giving & philanthropy Wealth management Concentrated stock management

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