Heritage Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$55,083,121
Clients
70
21% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
70
Very HighAverage account size
$786,902
About
Heritage Wealth is an independent, single‑advisor registered investment adviser that serves individual and high‑net‑worth clients across roughly 70 relationships and manages tens of millions in client assets. The firm provides ongoing financial planning, discretionary portfolio management, and project‑based financial consulting engagements.
The firm builds customized portfolios using model portfolios as a starting point and applies strategic and tactical asset allocation together with modern portfolio theory; portfolios are rebalanced as needed and clients may impose investment restrictions. Heritage Wealth offers both discretionary and non‑discretionary management and integrates planning topics — cash flow, employer benefits, insurance, tax, and estate reviews — into its ongoing client work.
A distinguishing feature disclosed in the brochure is that the firm’s principal is a licensed insurance agent and receives commissions from insurance sales, a potential conflict the firm says it mitigates through disclosure and internal policies. The firm also uses subscription‑style financial planning and has shifted its consulting engagements to a fixed‑fee format, while conducting monthly portfolio monitoring and semiannual client reviews.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
Income planning
General tax planning
General estate planning guidance
College savings (529s, UTMA, etc.)
Fee options
Financial consulting services flat fee of $3,000 (negotiable)
$0 - $2,000,000: 1.50% $2,000,001+: Negotiable
Financial planning subscription fee ranging from $1,200 to $36,000 annually, paid monthly or quarterly in advance
Main office location
Heritage Wealth
55 Shuman Boulevard, Suite 910
Naperville IL 60563, United States
Number of offices
1
Most active in
Heritage Wealth has reported serving >5 clients in these states in the last 12 months.
Illinois · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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