H
Heritage Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
1
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
1
Average account size
$0
About
Heritage Inc. is a registered investment adviser that does not directly manage client assets but instead refers qualified investors to a third‑party registered investment manager. It seeks clients such as individuals, trusts, investment companies, and pension plans and requires a substantial minimum investment, referring only qualified/exempt investors rather than serving broad retail (non‑HNW) individual clients.
Heritage’s role is limited to client introductions and ongoing referral relationships; the external manager operates discretionary accounts and conducts trading and account reviews. The manager it refers to employs short‑duration options strategies that target structural mispricings, using rapid trade cycles and limits on margin exposure while providing periodic brokerage statements.
Compared with peers, Heritage is notable for its referral‑only business model — it does not provide portfolio management for individual clients nor charge its own percentage‑of‑assets fees, instead receiving a portion of the external manager’s collected fees for introduced accounts. The firm also does not take custody of client funds, does not act as a broker‑dealer, and concentrates on placing higher‑minimum, qualified investors with a specialized options trading program.
Client services
Selection of other advisers
Expertise
Options & derivatives strategies
Fee options
2.0% per annum (billed monthly as 1/12 of 2%)
20% of net new profits earned each calendar quarter
Account minimum: $500,000.00 Fee-only: 2.0% per annum management fee plus 20% performance fee on net new profits
Main office location
Heritage Inc
Discovery Bay CA, United States
Number of offices
1
Most active in
Heritage Inc has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")