Heritage House Asset Management

Heritage House provides discretionary investment advisory and portfolio management services to individuals — including high-net-worth clients — and to business entities, trusts and estates, charging asset-based advisory fees and managing approximately $72.9 million across roughly 55 client accounts. The firm generally requires a $500,000 minimum to open an account and allows clients to impose reasonable, written restrictions on discretionary authority.

The firm’s investment approach combines charting, technical and fundamental stock analysis with business-cycle and macroeconomic trend analysis, using public filings, research reports and market data as primary information sources. Portfolios emphasize mid- to large-cap equities (the brochure notes a focus on issuers with market capitalizations above $5 billion and average daily trading volume above five million shares), with diversification limits such as an initial purchase cap of about 5% of portfolio value and consideration of selling positions that exceed 15%; accounts are monitored continuously with formal annual reviews.

Distinctive for a small, supported adviser, Heritage House’s client base includes several institutional and quasi‑institutional relationships — the brochure indicates service to sovereign wealth funds, banking or thrift institutions, state or municipal governments, insurance companies and other investment advisers — a mix that is uncommon among peers. The firm also discloses a small number of legacy co‑trustee accounts (for which it is deemed to have custody and has arranged independent surprise audits), generally recommends Charles Schwab as custodian, and does not vote client proxies.