Henley Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,452,019
Total clients
69
9% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
69
Average account size
$93,508
About
The firm is a solo independent registered investment adviser that provides discretionary asset management and comprehensive financial planning to individuals, high‑net‑worth clients, pension plans, charitable organizations and business entities. In addition to individual portfolio management, the firm offers ERISA retirement plan advisory services and access to third‑party manager programs.
Investment programs are tailored to each client’s goals, time horizon and risk tolerance, and the adviser uses fundamental, technical and cyclical analysis with periodic account reviews. The firm implements portfolios directly or by appointing sub‑advisors and by using a third‑party platform, and it provides complimentary financial planning to asset management clients.
What is distinctive is the firm’s affiliation with an insurance practice through which the managing member offers insurance products — a relationship the brochure discloses and says is mitigated by fiduciary duties and disclosure procedures. The firm also emphasizes pension consulting and limited‑scope ERISA 3(21) services, a capability that is uncommon among independent solo advisers and that, together with its use of sub‑advisors and third‑party platforms, shapes how it delivers both individual and plan‑level solutions while operating at a relatively small scale.
Client services
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
General retirement planning
Retirement plans for business owners (SEP, solo 401k)
Fee options
$0 - $100,000: 1.30% $100,001 - $250,000: 1.20% $250,001 - $1,000,000: 1.15% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.65% $5,000,001+: 0.45%
Main office location
Henley Advisors, LLC
5300 S. Florida Avenue, Suite 4
Lakeland FL 33813, United States
Number of offices
1
Most active in
Henley Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Louisiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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