Heller Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$474,661,457
This total excludes 52 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
191
93% high-net worth
Advisors
1
of 6 employees
Firm type
Team
4-10 advisors or $500M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
191
Very HighAverage account size
$2,485,139
About
Heller Wealth Management serves individuals and high‑net‑worth clients as well as pension and profit‑sharing plans, trusts and business entities, providing discretionary portfolio management, comprehensive financial planning, and retirement plan fiduciary services. The firm also offers non‑discretionary advisory services for accounts held with third‑party managers and may allocate client assets to unaffiliated independent managers through managed account programs.
The firm’s investment approach is grounded in Modern Portfolio Theory, favoring diversified, low‑cost, passively managed mutual funds and ETFs alongside fixed income and other allocations as appropriate. Heller Wealth typically manages portfolios on a discretionary basis, recommends Schwab as the custodian, and supervises account performance while allowing clients to impose written restrictions on investment strategies.
The ADV discloses the firm manages roughly $554 million in client assets and provides ERISA 3(38) fiduciary services and third‑party administrative arrangements for retirement plans, reflecting a focus that includes institutional plan work as well as individual wealth management. The brochure also indicates the firm’s marketing includes client testimonials—an uncommon practice among comparable team firms—and it maintains a formal code of ethics with pre‑clearance requirements for certain personal securities transactions.
Client services
Financial planning
Portfolio management
Advice on matters not involving securities.
Advice on matters not involving securities.
Expertise
Passive / index investing
Wealth management
Retirement plans for business owners (SEP, solo 401k)
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Retired
Fee options
Financial planning fees generally range from $1,500 to $5,000 fixed fee
$0 - $250,000: 1.25% $250,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $4,000,000: 0.75% $4,000,001 - $10,000,000: 0.60% $10,000,001+: 0.50%
$150 to $400 per hour depending on service and professional
Account minimum: $1,000,000 Fee-only: Annual investment advisory fees on a tiered basis; financial planning fees range from $1,500 to $5,000 (fixed) or $150 to $400 per hour (hourly)
Main office location
Heller Wealth Management
225 Broadhollow Road, Suite 215
Melville NY 11747, United States
Number of offices
1
Most active in
Heller Wealth Management has reported serving >5 clients in these states in the last 12 months.
Florida · New Jersey · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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