Heights Investment Partners, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$88,270,292
This total excludes 7 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
69
75% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
69
Very HighAverage account size
$1,279,280
About
Heights Investment Partners provides discretionary asset management and tailored portfolio services to individuals, high‑net‑worth clients, trusts, estates, corporations, and small businesses. The firm manages client accounts through custodial arrangements at Charles Schwab and offers model portfolio management, account monitoring, and personal consultations as part of its ongoing service.
The firm’s investment process is grounded in fundamental analysis and implemented primarily through a single model portfolio strategy that typically holds 10–25 equity positions with relatively low turnover and a long‑term compounding orientation; short selling may be used opportunistically. Portfolio decisions are made on a discretionary basis, with periodic rebalancing and regular communications about performance and fund management changes.
Distinctive features highlighted in the brochure include the firm’s affiliation with pooled investment vehicles via a principal’s limited partnership and a private investment LLC, and the firm’s practice of providing and publicizing performance information (including a quarterly letter), which is less common among peers. The adviser also emphasizes formal compliance controls — a written Code of Ethics and personal trading policies — requires use of a designated custodian, and does not vote proxies on clients’ behalf.
Client services
Portfolio management
Expertise
Active portfolio management
Occupation focus
Founder/Business Owner
Fee options
1.00% annually
Account minimum: $1,000,000 minimum (negotiable in certain circumstances)
Main office location
Heights Investment Partners, LLC
3415 Mercer St, Suite F.
Houston TX 77027, United States
Number of offices
1
Most active in
Heights Investment Partners, LLC has reported serving >5 clients in these states in the last 12 months.
Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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