Heartworth Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$396,127
Total clients
5
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$79,225
About
Heartworth Financial LLC is a registered investment adviser that offers investment management and both ongoing and project-based financial planning to individuals and high‑net‑worth clients. Although filed in the investment‑manager category, the firm is recently formed and, at the time of the brochure, reports no assets under management and no advisory clients.
The firm employs a blend of analytical methods — including fundamental, technical, cyclical, charting, and modern portfolio theory — and constructs portfolios using a mix of passive and active vehicles tailored to client goals, risk tolerance, and tax considerations. It generally operates with discretionary trading authority, provides life‑planning–oriented planning services informed by the principal’s CFP® and Registered Life Planner® credentials, and requires clients to custody assets on a single institutional platform rather than permitting client‑directed brokerage.
Noteworthy contrasts with many peers include its very recent formation with a sole principal, a fee‑only compensation model with no performance‑based fees or commission arrangements, and operational policies that do not aggregate (block) trades and leave proxy voting to clients. The firm also emphasizes coordinating with outside attorneys and tax professionals as part of its planning work, while currently having no pooled or institutional assets under management.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Business exit / sale strategy
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General estate planning guidance
Fee options
Fixed fees for financial planning services as noted above.
0.50% annually
Fee-only: Fixed fees for financial planning services: Initial fee $1,000 - $3,600; ongoing planning fees $200 - $500 per month; project-based fixed fees $1,000 - $3,600.
Main office location
Heartworth Financial LLC
6726 Walker St
St Louis Park MN 55426, United States
Number of offices
1
Most active in
Heartworth Financial LLC has reported serving >5 clients in these states in the last 12 months.
Minnesota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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