Heartland Wealth Strategies LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$59,020,164
Clients
174
34% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
174
Very HighAverage account size
$339,196
About
Heartland Wealth Strategies LLC is an independent, single-advisor registered investment adviser that manages roughly $59 million for about 174 clients. The firm offers personalized investment management to individuals and a range of other client types (including banks, charitable organizations, corporations and governmental entities), typically investing client assets in diversified portfolios composed mainly of mutual funds and exchange-traded funds.
The firm’s investment approach is risk-oriented, with an emphasis on asset allocation and risk management to align portfolios with clients’ objectives and tolerances; it also employs technical and cyclical analysis and may use both long‑term and short‑term purchase strategies. Accounts are generally managed on a discretionary basis with periodic reviews (at least annually) and routine client contact to update financial information and objectives.
A distinctive feature is that the firm’s owner is also a licensed insurance agent who sells insurance products through Heartland Wealth Planners, LLC, an activity the brochure discloses occupies approximately 20% of the owner’s time and may create conflicts of interest because insurance commissions can be earned. The brochure also discloses that the firm has opted not to carry professional liability insurance and that it recommends particular custodians for brokerage and custody services.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Fee options
$0 - $2,500,000: 1.50% annually $2,500,001 - $5,000,000: 1.0% annually $5,000,001+: Negotiable
Minimum fee: $250 per quarter minimum fee
Main office location
Heartland Wealth Strategies LLC
3515 Hofman Ln., Ste. B
Manhattan KS 66502, United States
Number of offices
1
Most active in
Heartland Wealth Strategies LLC has reported serving >5 clients in these states in the last 12 months.
Kansas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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