HDA Wealth Management, LLC

HDA Wealth Management provides advisory services to individual and high‑net‑worth clients and offers ongoing portfolio management, pension/employee benefit plan consulting (including 401(k) plan services), and financial planning. The firm serves both retail investors and plan sponsors and does not impose an account minimum for its services.

The firm typically manages accounts on a discretionary basis, establishing an Investment Policy Statement and using model allocations tailored to each client’s goals, time horizon, and risk tolerance, with quarterly custodian reports and at‑least‑annual reviews. Its investment universe includes mutual funds, equities, fixed income, ETFs (including precious‑metal ETFs), REITs, commodities, annuities and options strategies — explicitly including covered and uncovered option trades — which entail elevated risk relative to simpler strategies.

HDAWM is notable for an unusually high client load per advisor (about 540 clients for the single listed advisor), and for centralizing account review and oversight under a single reviewer, a structure that differs from peers with more advisors. The firm’s advisors also maintain outside registrations as broker‑dealer representatives and insurance agents and disclose commissionable sales and institutional custody relationships (for example, Schwab Institutional); the brochure documents these potential conflicts and the firm’s procedures to address them.